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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LO
251
DELISTED
LORILLARD INC COM STK
LO
$228K 0.06%
+3,619
New +$224K
BAC.PRL icon
252
Bank of America Series L
BAC.PRL
$3.95B
$227K 0.06%
195
– –
NSC icon
253
Norfolk Southern
NSC
$78.8B
$227K 0.06%
2,068
+111
+6% +$12.2K
BRK.A icon
254
Berkshire Hathaway Class A
BRK.A
$1.07T
$226K 0.06%
1
– –
PAAS icon
255
Pan American Silver
PAAS
$18.6B
$225K 0.06%
24,454
-1,866
-7% -$18.6K
AWR icon
256
American States Water
AWR
$3.39B
$219K 0.05%
+5,821
New +$200K
KMB icon
257
Kimberly-Clark
KMB
$36.4B
$218K 0.05%
1,890
-5,597
-75% -$621K
BOE icon
258
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$217K 0.05%
16,500
+1,500
+10% +$20.6K
CMCSA icon
259
Comcast
CMCSA
$79.1B
$215K 0.05%
7,404
-2,198
-23% -$60.2K
LQD icon
260
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$214K 0.05%
1,795
-9
-0.5% -$1.07K
BSCH
261
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$210K 0.05%
9,253
-400
-4% -$9.11K
AWK icon
262
American Water Works
AWK
$26.3B
$207K 0.05%
+3,875
New +$201K
PDLI
263
DELISTED
PDL BioPharma, Inc.
PDLI
$207K 0.05%
+26,850
New +$212K
AIVL icon
264
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$206K 0.05%
2,679
-683
-20% -$51.1K
BX icon
265
Blackstone
BX
$104B
$205K 0.05%
+6,165
New +$193K
PRFZ icon
266
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$204K 0.05%
+10,115
New +$197K
XSLV icon
267
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$203K 0.05%
+6,035
New +$195K
RDS.A
268
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$201K 0.05%
+3,006
New +$208K
PBT
269
Permian Basin Royalty Trust
PBT
$1.36B
$199K 0.05%
20,881
-24,119
-54% -$275K
SPFF icon
270
Global X SuperIncome Preferred ETF
SPFF
$139M
$196K 0.05%
13,500
-685
-5% -$10.1K
LNCO
271
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$178K 0.04%
+17,150
New +$329K
ARP
272
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$169K 0.04%
15,750
– –
SFL icon
273
SFL Corp
SFL
$1.59B
$164K 0.04%
11,601
– –
SGU icon
274
Star Group
SGU
$428M
$161K 0.04%
26,379
– –
CSFL
275
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$156K 0.04%
13,125
– –
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.