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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
251
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$213K 0.06%
1,804
-52
-3% -$6.18K
BOE icon
252
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$212K 0.06%
15,000
+2,000
+15% +$29.4K
FBT icon
253
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$212K 0.06%
4,481
+1,931
+76% +$168K
SPFF icon
254
Global X SuperIncome Preferred ETF
SPFF
$139M
$211K 0.06%
14,185
+1,685
+13% +$25.2K
AMGN icon
255
Amgen
AMGN
$203B
$208K 0.06%
+2,181
New +$285K
BRK.A icon
256
Berkshire Hathaway Class A
BRK.A
$1.07T
$207K 0.06%
+1
New +$200K
TRP icon
257
TC Energy
TRP
$73.5B
$207K 0.06%
+4,025
New +$208K
WBA
258
DELISTED
Walgreens Boots Alliance
WBA
$206K 0.06%
+3,474
New +$228K
SFL icon
259
SFL Corp
SFL
$1.59B
$196K 0.05%
+11,601
New +$216K
HGT
260
DELISTED
Hugoton Royalty Trust
HGT
$184K 0.05%
+20,462
New +$202K
SGU icon
261
Star Group
SGU
$428M
$151K 0.04%
+26,379
New +$160K
CSFL
262
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$136K 0.04%
13,125
– –
IAU icon
263
iShares Gold Trust
IAU
$63B
$130K 0.04%
5,865
-188
-3% -$4.67K
BTM
264
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$95K 0.03%
135,000
-75,000
-36% -$52.8K
MITK icon
265
Mitek Systems
MITK
$762M
$90K 0.02%
37,520
– –
FSK icon
266
FS KKR Capital
FSK
$2.98B
$60K 0.02%
+9,056
New +$380K
SIRI icon
267
SiriusXM
SIRI
$10B
$47K 0.01%
1,446
– –
ESSX
268
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$44K 0.01%
20,973
+6,223
+42% +$14.6K
HYF
269
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$35K 0.01%
17,500
– –
RCS
270
PIMCO Strategic Income Fund
RCS
$243M
$28K 0.01%
138,762
+3,531
+3% +$36.7K
APD icon
271
Air Products & Chemicals
APD
$66.3B
– –
-1,838
Closed -$219K
AWR icon
272
American States Water
AWR
$3.39B
– –
-6,311
Closed -$210K
BFH icon
273
Bread Financial
BFH
$4.21B
– –
-902
Closed -$203K
DINO icon
274
HF Sinclair
DINO
$15.9B
– –
-5,311
Closed -$232K
ETN icon
275
Eaton
ETN
$157B
– –
-4,372
Closed -$337K
9 10
11
12 13

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.