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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
251
SiriusXM
SIRI
$10B
$50K 0.02%
1,446
+70
+5% +$2.62K
HYF
252
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$36K 0.01%
17,500
– –
GNK
253
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$26K 0.01%
10,400
– –
GGS
254
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
$16K 0.01%
+10,000
New +$20K
ACN icon
255
Accenture
ACN
$89.9B
– –
-3,778
Closed -$279K
AGZ icon
256
iShares Agency Bond ETF
AGZ
$553M
– –
-2,376
Closed -$264K
APA icon
257
APA Corp
APA
$12.8B
– –
-4,985
Closed -$431K
BND icon
258
Vanguard Total Bond Market
BND
$157B
– –
-4,377
Closed -$353K
CL icon
259
Colgate-Palmolive
CL
$72.6B
– –
-5,274
Closed -$317K
CNO icon
260
CNO Financial Group
CNO
$4.97B
– –
-20,500
Closed -$297K
DBC icon
261
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
– –
-8,558
Closed -$219K
DFP
262
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
– –
-9,666
Closed -$205K
DVN icon
263
Devon Energy
DVN
$51.9B
– –
-3,868
Closed -$227K
EDZ icon
264
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$18.4M
– –
-112
Closed -$245K
EMB icon
265
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-2,200
Closed -$239K
EWJ icon
266
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-3,815
Closed -$181K
FEM icon
267
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
– –
-37,406
Closed -$928K
FEP icon
268
First Trust Europe AlphaDEX Fund
FEP
$513M
– –
-32,450
Closed -$1.01M
FJP icon
269
First Trust Japan AlphaDEX Fund
FJP
$247M
– –
-7,369
Closed -$337K
FPA icon
270
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$107M
– –
-10,354
Closed -$290K
FXU icon
271
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-54,741
Closed -$1.1M
GLO
272
Clough Global Opportunities Fund
GLO
$249M
– –
-13,907
Closed -$180K
IDU icon
273
iShares US Utilities ETF
IDU
$1.41B
– –
-201,382
Closed -$9.5M
IJS icon
274
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
– –
-7,786
Closed -$402K
JKHY icon
275
Jack Henry & Associates
JKHY
$10.7B
– –
-4,235
Closed -$220K
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.