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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
251
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-21,554
Closed -$2.6M
IWD icon
252
iShares Russell 1000 Value ETF
IWD
$82B
– –
-4,431
Closed -$373K
MBB icon
253
iShares MBS ETF
MBB
$39B
– –
-2,068
Closed -$218K
MDIV icon
254
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-9,950
Closed -$211K
NMZ icon
255
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-23,800
Closed -$303K
PPL
256
PPL Corp
PPL
$27.3B
– –
-12,337
Closed -$344K
QCOM icon
257
Qualcomm
QCOM
$176B
– –
-3,911
Closed -$238K
UST icon
258
ProShares Ultra 7-10 Year Treasury
UST
$13.4M
– –
-13,272
Closed -$692K
VCR icon
259
Vanguard Consumer Discretionary ETF
VCR
$5.84B
– –
-4,176
Closed -$383K
VCSH icon
260
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-3,737
Closed -$296K
VGM icon
261
Invesco Trust Investment Grade Municipals
VGM
$549M
– –
-78,050
Closed -$1.07M
VKI icon
262
Invesco Advantage Municipal Income Trust II
VKI
$394M
– –
-30,800
Closed -$366K
VKQ icon
263
Invesco Municipal Trust
VKQ
$536M
– –
-63,150
Closed -$806K
WEC icon
264
WEC Energy
WEC
$37.7B
– –
-5,457
Closed -$220K
CPAY icon
265
Corpay
CPAY
$24.2B
– –
-6,785
Closed -$562K
FRAN
266
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-833
Closed -$279K
GMCR
267
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-4,075
Closed -$314K
APA.PRD
268
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-11,350
Closed -$539K
BGZ
269
DELISTED
DIREXION DAILY LARGE CAP BEAR
BGZ
– –
-11,265
Closed -$120K
7 8 9 10
11

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.