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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
226
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$2.02M 0.1%
14,869
+4,485
+43% +$594K
MCHP icon
227
Microchip Technology
MCHP
$42.3B
$2.01M 0.1%
28,604
+1,610
+6% +$111K
ADP icon
228
Automatic Data Processing
ADP
$102B
$1.99M 0.1%
8,346
-9,212
-52% -$2.26M
SPYG icon
229
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$1.99M 0.1%
39,204
+5,637
+17% +$293K
FXO icon
230
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.98M 0.1%
48,241
+8,273
+21% +$340K
GSG icon
231
iShares S&P GSCI Commodity-Indexed Trust
GSG
$981M
$1.97M 0.1%
92,980
+8,181
+10% +$176K
PGF icon
232
Invesco Financial Preferred ETF
PGF
$675M
$1.97M 0.1%
136,957
+4,845
+4% +$71.7K
BKLN icon
233
Invesco Senior Loan ETF
BKLN
$6.97B
$1.95M 0.1%
94,749
-44,371
-32% -$920K
IEFA icon
234
iShares Core MSCI EAFE ETF
IEFA
$188B
$1.93M 0.1%
31,307
-2,711
-8% -$160K
BMY icon
235
Bristol-Myers Squibb
BMY
$128B
$1.93M 0.1%
26,815
-460
-2% -$34.7K
BSJQ icon
236
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$1.92M 0.1%
85,161
-9,778
-10% -$220K
FNDX icon
237
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$1.91M 0.1%
107,220
-3,546
-3% -$62.7K
AJG icon
238
Arthur J. Gallagher & Co
AJG
$65.1B
$1.9M 0.1%
10,056
+760
+8% +$142K
VB icon
239
Vanguard Small-Cap ETF
VB
$79.9B
$1.89M 0.09%
10,271
+1,594
+18% +$295K
EWU icon
240
iShares MSCI United Kingdom ETF
EWU
$4.05B
$1.87M 0.09%
61,088
+41,038
+205% +$1.2M
SCHD icon
241
Schwab US Dividend Equity ETF
SCHD
$103B
$1.87M 0.09%
74,352
-7,119
-9% -$176K
LIN icon
242
Linde
LIN
$234B
$1.87M 0.09%
5,729
-6,640
-54% -$2.08M
MDLZ icon
243
Mondelez International
MDLZ
$77.9B
$1.85M 0.09%
27,771
+7,389
+36% +$467K
BSV icon
244
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.84M 0.09%
24,465
+5,354
+28% +$402K
COR icon
245
Cencora
COR
$60.5B
$1.8M 0.09%
10,867
-142
-1% -$22.4K
NOBL icon
246
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$1.79M 0.09%
39,782
+9,318
+31% +$414K
GWW icon
247
W.W. Grainger
GWW
$66B
$1.78M 0.09%
3,191
+102
+3% +$57.6K
ON icon
248
ON Semiconductor
ON
$34.7B
$1.77M 0.09%
28,455
+4,693
+20% +$313K
DVOL icon
249
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$1.76M 0.09%
67,051
+5,028
+8% +$130K
IWF icon
250
iShares Russell 1000 Growth ETF
IWF
$120B
$1.75M 0.09%
32,672
-15,268
-32% -$840K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.