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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
226
Southwest Airlines
LUV
$21.7B
$205K 0.08%
5,472
-10,509
-66% -$373K
TPH
227
DELISTED
Tri Pointe Homes
TPH
$205K 0.08%
11,305
+1,216
+12% +$20.6K
MUNI icon
228
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$203K 0.08%
3,604
-3,769
-51% -$212K
PG icon
229
Procter & Gamble
PG
$340B
$203K 0.08%
1,457
-70,212
-98% -$9.32M
CMI icon
230
Cummins
CMI
$83.6B
$202K 0.08%
955
-664
-41% -$132K
DG icon
231
Dollar General
DG
$28.4B
$199K 0.08%
947
-763
-45% -$150K
FAST icon
232
Fastenal
FAST
$54.8B
$198K 0.08%
+8,792
New +$202K
ED icon
233
Consolidated Edison
ED
$41.4B
$197K 0.08%
2,529
-417
-14% -$30.8K
ET icon
234
Energy Transfer Partners
ET
$69.5B
$196K 0.07%
36,091
-137,480
-79% -$873K
IYT icon
235
iShares US Transportation ETF
IYT
$2.28B
$195K 0.07%
+3,916
New +$183K
LHX icon
236
L3Harris
LHX
$55.4B
$193K 0.07%
1,101
-16,310
-94% -$2.86M
UNP icon
237
Union Pacific
UNP
$174B
$193K 0.07%
973
-17,946
-95% -$3.33M
WST icon
238
West Pharmaceutical
WST
$23.7B
$193K 0.07%
700
-1,001
-59% -$265K
CASY icon
239
Casey's General Stores
CASY
$32.1B
$192K 0.07%
1,103
-11,131
-91% -$1.88M
PSX icon
240
Phillips 66
PSX
$82.9B
$192K 0.07%
3,706
-1,496
-29% -$91.3K
HUBS icon
241
HubSpot
HUBS
$12.9B
$191K 0.07%
+655
New +$172K
AFL icon
242
Aflac
AFL
$65.5B
$190K 0.07%
5,220
-35,272
-87% -$1.28M
DAL icon
243
Delta Air Lines
DAL
$56.7B
$190K 0.07%
6,228
-6,251
-50% -$180K
GS icon
244
Goldman Sachs
GS
$289B
$190K 0.07%
944
-4,847
-84% -$986K
XEL icon
245
Xcel Energy
XEL
$49.2B
$190K 0.07%
2,758
-6,074
-69% -$414K
XIFR
246
XPLR Infrastructure LP
XIFR
$1.04B
$190K 0.07%
+3,172
New +$188K
FNCL icon
247
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$187K 0.07%
+5,514
New +$190K
MINT icon
248
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$186K 0.07%
1,821
-6,496
-78% -$662K
CDW icon
249
CDW
CDW
$18.9B
$185K 0.07%
+1,545
New +$177K
USIG icon
250
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$185K 0.07%
3,047
-1,566
-34% -$95.9K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.