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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
226
Fortinet
FTNT
$112B
$785K 0.08%
+38,770
New +$831K
EFAV icon
227
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$783K 0.08%
12,619
-10,406
-45% -$731K
CNC icon
228
Centene
CNC
$30.5B
$782K 0.08%
+13,165
New +$799K
IPKW icon
229
Invesco International BuyBack Achievers ETF
IPKW
$543M
$778K 0.08%
33,134
+307
+0.9% +$9.24K
FXY icon
230
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$767K 0.08%
+8,692
New +$757K
AGN
231
DELISTED
Allergan plc
AGN
$765K 0.08%
4,319
-360
-8% -$67.8K
BSCK
232
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$762K 0.08%
36,280
-7,211
-17% -$153K
FXF icon
233
Invesco CurrencyShares Swiss Franc Trust
FXF
$411M
$758K 0.08%
+7,940
New +$755K
SCHZ icon
234
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$756K 0.08%
27,866
+190
+0.7% +$5.13K
NVO
235
Novo Nordisk
NVO
$228B
$754K 0.08%
25,054
-1,068
-4% -$31.8K
SPHD icon
236
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$753K 0.08%
25,092
-487
-2% -$19.1K
IDLV icon
237
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$751K 0.08%
28,567
-5,207
-15% -$165K
XLP icon
238
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$747K 0.08%
13,716
-40,829
-75% -$2.48M
SJM icon
239
J.M. Smucker
SJM
$13.5B
$744K 0.08%
6,706
-2,284
-25% -$244K
QTEC icon
240
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$736K 0.08%
8,704
+981
+13% +$95.1K
IWD icon
241
iShares Russell 1000 Value ETF
IWD
$81.4B
$734K 0.08%
7,405
-69
-0.9% -$8.6K
OKTA icon
242
Okta
OKTA
$23.8B
$733K 0.08%
5,992
+251
+4% +$31.5K
IUSV icon
243
iShares Core S&P US Value ETF
IUSV
$27.3B
$727K 0.08%
15,740
-154
-1% -$8.86K
RFDI icon
244
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$726K 0.08%
15,977
-6,411
-29% -$349K
BABA icon
245
Alibaba
BABA
$276B
$715K 0.08%
3,678
-864
-19% -$180K
BSCL
246
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$714K 0.08%
34,042
-7,385
-18% -$156K
BSJO
247
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$712K 0.08%
32,068
+22,868
+249% +$559K
AWK icon
248
American Water Works
AWK
$27B
$707K 0.08%
5,909
-443
-7% -$57.2K
SYY icon
249
Sysco
SYY
$40.8B
$701K 0.07%
15,359
-10,526
-41% -$728K
FUMB icon
250
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$700K 0.07%
34,814
-31,975
-48% -$642K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.