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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
226
DELISTED
Spectra Energy Corp Wi
SE
$258K 0.06%
+7,114
New +$268K
IYJ icon
227
iShares US Industrials ETF
IYJ
$1.98B
$257K 0.06%
4,826
-340,760
-99% -$17.7M
BSJI
228
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$256K 0.06%
9,957
-500
-5% -$13.2K
FSK icon
229
FS KKR Capital
FSK
$2.98B
$254K 0.06%
6,404
-2,652
-29% -$110K
SO icon
230
Southern Company
SO
$110B
$254K 0.06%
+5,175
New +$244K
ADP icon
231
Automatic Data Processing
ADP
$100B
$251K 0.06%
3,009
-408
-12% -$33.1K
BGY icon
232
BlackRock Enhanced International Dividend Trust
BGY
$512M
$250K 0.06%
37,050
-3,000
-7% -$21.4K
MLPI
233
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$250K 0.06%
6,152
+182
+3% +$7.71K
PLOW icon
234
Douglas Dynamics
PLOW
$1.07B
$249K 0.06%
11,617
-372
-3% -$7.98K
AMGN icon
235
Amgen
AMGN
$203B
$248K 0.06%
1,558
-623
-29% -$97.1K
ETN icon
236
Eaton
ETN
$157B
$248K 0.06%
+3,645
New +$240K
RDS.B
237
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$248K 0.06%
+3,566
New +$257K
PCI
238
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$248K 0.06%
12,000
– –
UTX.PRA
239
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$245K 0.06%
4,000
– –
CMI icon
240
Cummins
CMI
$91.7B
$239K 0.06%
+1,655
New +$234K
RSPS icon
241
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$238K 0.06%
+11,400
New +$232K
ASTC icon
242
Astrotech Corp
ASTC
$14.5M
$236K 0.06%
648
– –
AMJ
243
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$235K 0.06%
5,117
-330
-6% -$16.1K
HBAN icon
244
Huntington Bancshares
HBAN
$35.1B
$230K 0.06%
+21,845
New +$218K
IYH icon
245
iShares US Healthcare ETF
IYH
$3.11B
$230K 0.06%
7,995
-660,070
-99% -$18.6M
PAGP icon
246
Plains GP Holdings
PAGP
$5.23B
$230K 0.06%
3,368
+146
+5% +$10.4K
ADM icon
247
Archer Daniels Midland
ADM
$41.4B
$229K 0.06%
+4,407
New +$220K
EDEN icon
248
iShares MSCI Denmark ETF
EDEN
$201M
$229K 0.06%
+4,874
New +$233K
RSPU icon
249
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$229K 0.06%
+5,824
New +$222K
WTMF icon
250
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$229K 0.06%
5,250
-100
-2% -$4.35K
8 9
10
11 12

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.