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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
226
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$250K 0.07%
6,608
+4
+0.1% +$155
ADP icon
227
Automatic Data Processing
ADP
$100B
$249K 0.07%
3,417
-105
-3% -$7.58K
AIVL icon
228
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$247K 0.07%
3,362
+5
+0.1% +$368
OA
229
DELISTED
Orbital ATK, Inc.
OA
$246K 0.07%
+1,925
New +$252K
FTC icon
230
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$245K 0.07%
+5,640
New +$248K
VIG icon
231
Vanguard Dividend Appreciation ETF
VIG
$111B
$239K 0.06%
3,172
– –
FRT icon
232
Federal Realty Investment Trust
FRT
$10.9B
$237K 0.06%
2,000
– –
UTX.PRA
233
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$236K 0.06%
4,000
– –
DBJP icon
234
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$690M
$235K 0.06%
6,062
+135
+2% +$5.04K
IJT icon
235
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$234K 0.06%
5,126
-634
-11% -$37K
NWE icon
236
NorthWestern Energy
NWE
$4.48B
$234K 0.06%
5,150
– –
PLOW icon
237
Douglas Dynamics
PLOW
$1.07B
$234K 0.06%
+11,989
New +$225K
WTMF icon
238
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$233K 0.06%
5,350
-1,000
-16% -$42.3K
COST icon
239
Costco
COST
$415B
$232K 0.06%
2,099
-24
-1% -$2.9K
JPM icon
240
JPMorgan Chase
JPM
$939B
$231K 0.06%
4,642
-152
-3% -$8.88K
LINE
241
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$227K 0.06%
7,521
+619
+9% +$19.3K
BIV icon
242
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$226K 0.06%
2,687
– –
BGC icon
243
BGC Group
BGC
$5.58B
$225K 0.06%
+47,043
New +$230K
LOW icon
244
Lowe's Companies
LOW
$116B
$225K 0.06%
4,850
-298
-6% -$15.1K
BAC.PRL icon
245
Bank of America Series L
BAC.PRL
$3.95B
$224K 0.06%
195
– –
CVS icon
246
CVS Health
CVS
$137B
$223K 0.06%
+3,757
New +$296K
F icon
247
Ford
F
$57.3B
$223K 0.06%
15,090
+1,093
+8% +$18.7K
HQH
248
abrdn Healthcare Investors
HQH
$1.23B
$222K 0.06%
+7,975
New +$216K
BSCH
249
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$220K 0.06%
+9,653
New +$220K
NSC icon
250
Norfolk Southern
NSC
$78.8B
$218K 0.06%
1,957
-151
-7% -$16K
8 9
10
11 12

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.