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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
226
Norfolk Southern
NSC
$78.8B
$210K 0.07%
+2,264
New +$194K
TRN icon
227
Trinity Industries
TRN
$2.97B
$210K 0.07%
+10,704
New +$194K
IJJ icon
228
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$208K 0.07%
3,584
-6,754
-65% -$380K
LINE
229
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$208K 0.07%
6,745
-1,183
-15% -$34.3K
MUAC
230
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$205K 0.07%
4,000
– –
COST icon
231
Costco
COST
$415B
$203K 0.07%
1,709
-663
-28% -$79.3K
D icon
232
Dominion Energy
D
$62.5B
$203K 0.07%
3,133
-1,529
-33% -$98.4K
FRT icon
233
Federal Realty Investment Trust
FRT
$10.9B
$203K 0.07%
2,000
-200
-9% -$20.8K
MDLZ icon
234
Mondelez International
MDLZ
$77.7B
$202K 0.07%
5,735
-2,901
-34% -$96.4K
EMC
235
DELISTED
EMC CORPORATION
EMC
$201K 0.07%
+7,989
New +$194K
GLW icon
236
Corning
GLW
$126B
$182K 0.06%
+10,209
New +$168K
VER
237
DELISTED
VEREIT, Inc.
VER
$164K 0.06%
2,557
-318
-11% -$20.6K
BGY icon
238
BlackRock Enhanced International Dividend Trust
BGY
$512M
$163K 0.05%
20,000
+2,650
+15% +$21.1K
SWBI icon
239
Smith & Wesson
SWBI
$655M
$142K 0.05%
13,661
-6,505
-32% -$58.1K
IAU icon
240
iShares Gold Trust
IAU
$63B
$137K 0.05%
5,855
-4,388
-43% -$108K
CSFL
241
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$133K 0.04%
13,125
– –
EZPW icon
242
Ezcorp Inc
EZPW
$1.82B
$117K 0.04%
+10,000
New +$133K
SNV
243
DELISTED
Synovus
SNV
$116K 0.04%
4,597
-67
-1% -$1.58K
ADAM
244
Adamas Trust
ADAM
$777M
$109K 0.04%
3,905
+178
+5% +$4.77K
HHS icon
245
Harte-Hanks
HHS
$17.7M
$101K 0.03%
+1,287
New +$105K
CALY
246
Callaway Golf Company
CALY
$3.26B
$93K 0.03%
+11,000
New +$87.3K
EOD
247
Allspring Global Dividend Opportunity Fund
EOD
$276M
$92K 0.03%
12,658
– –
SGU icon
248
Star Group
SGU
$428M
$82K 0.03%
+15,539
New +$83.7K
USA icon
249
Liberty All-Star Equity Fund
USA
$1.75B
$66K 0.02%
11,000
-9,498
-46% -$54.2K
RSH
250
DELISTED
RADIOSHACK CORP
RSH
$51K 0.02%
19,500
-100
-0.5% -$291
8 9
10
11 12

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.