Swiss Helvetia Fund
36 hedge funds and large institutions have $49.9M invested in Swiss Helvetia Fund in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 3 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 6
7% more capital invested
Capital invested by funds: $46.7M → $49.9M (+$3.24M)
0.48% less ownership
Funds ownership: 38.34% → 37.86% (-0.48%)
3% less funds holding
Funds holding: 37 → 36 (-1)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
+$1.06M |
| 2 |
COLIM
City of London Investment Management
London,
United Kingdom
|
+$319K |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$275K |
| 4 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$103K |
| 5 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$69K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$10.8M |
| 2 |
MC
Matisse Capital
Portland,
Oregon
|
-$2.68M |
| 3 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$42.2K |
| 4 |
US Bancorp
Minneapolis,
Minnesota
|
-$27K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$12K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Walleye Trading
New York
| $108K | – | – | – |
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| $78K | -$3.42K | -358 | -4% |
|
28
Osaic Holdings
Scottsdale,
Arizona
| $46K | – | – | – |
|
|
WC
29
Winmill & Co
Rochester,
New York
| $33K | – | – | – |
|
30
JP Morgan Chase
New York
| $26K | – | – | – |
|
|
FDCDDQ
31
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $18.2K | – | – | – |
|
32
AssetMark Inc
Concord,
California
| $17K | – | – | – |
|
|
NSIM
33
North Star Investment Management
Chicago,
Illinois
| $14K | – | – | – |
|
|
AA
34
Ancora Advisors
Cleveland,
Ohio
| $11K | – | – | – |
|
|
GWM
35
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
MC
36
Matisse Capital
Portland,
Oregon
| – | -$2.68M | -292,100 | Closed |
|
|
37
US Bancorp
Minneapolis,
Minnesota
| – | -$27K | -2,911 | Closed |
|
|
38
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$12K | -1,370 | Closed |
|
39
National Bank of Canada
Montreal,
Quebec, Canada
| – | +$10 | +1 | New |
|
SWZ Hedge Fund Activity: Q4 2021 in Review
36 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2021, worth a combined $49.9M — up 7% from $46.7M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SWZ and 2 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 12 added.
The largest buyer was Bulldog Investors, adding an estimated $1.06M. The largest seller was Wells Fargo, cutting an estimated $10.8M.
- 36 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2021, down from 37 in Q3 2021.
- Funds reported $49.9M of Swiss Helvetia Fund stock for Q4 2021, up 7% quarter-over-quarter.
- 2 funds opened new Swiss Helvetia Fund positions in Q4 2021 and 3 closed out, a net change of -1 holder.
- The largest Swiss Helvetia Fund buyer in Q4 2021 was Bulldog Investors, an estimated $1.06M added.
- The largest Swiss Helvetia Fund seller in Q4 2021 was Wells Fargo, an estimated $10.8M sold.
Based on aggregated 13F filings for Q4 2021.