Swiss Helvetia Fund
37 hedge funds and large institutions have $45.1M invested in Swiss Helvetia Fund in 2020 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 1 closing their positions.
15% more capital invested
Capital invested by funds: $39.3M → $45.1M (+$5.73M)
2.15% more ownership
Funds ownership: 35.83% → 37.99% (+2.2%)
3% less funds holding
Funds holding: 38 → 37 (-1)
30% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 10
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
+$1.74M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$544K |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$225K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$122K |
| 5 |
Lazard Asset Management
New York
|
+$83K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$92.4K |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$86.5K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$86K |
| 4 |
Morgan Stanley
New York
|
-$34.9K |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$28.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $73K | – | – | – |
|
27
Bank of America
Charlotte,
North Carolina
| $39K | – | – | – |
|
28
US Bancorp
Minneapolis,
Minnesota
| $26K | – | – | – |
|
29
JP Morgan Chase
New York
| $23K | – | – | – |
|
|
WT
30
Whittier Trust
South Pasadena,
California
| $17K | – | – | – |
|
|
FDCDDQ
31
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $16.4K | – | – | – |
|
|
NSIM
32
North Star Investment Management
Chicago,
Illinois
| $13K | – | – | – |
|
33
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $12K | – | – | – |
|
|
AA
34
Ancora Advisors
Cleveland,
Ohio
| $10K | – | – | – |
|
35
Osaic Holdings
Scottsdale,
Arizona
| $5K | -$278 | -33 | -6% |
|
|
WC
36
Winmill & Co
Rochester,
New York
| $4K | – | – | – |
|
|
GWM
37
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
38
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$86K | -10,411 | Closed |
|
SWZ Hedge Fund Activity: Q4 2020 in Review
37 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2020, worth a combined $45.1M — up 15% from $39.3M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of SWZ and 0 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 7 added.
The largest buyer was City of London Investment Management, adding an estimated $1.74M. The largest seller was Commonwealth Equity Services, cutting an estimated $92.4K.
- 37 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2020, down from 38 in Q3 2020.
- Funds reported $45.1M of Swiss Helvetia Fund stock for Q4 2020, up 15% quarter-over-quarter.
- 0 funds opened new Swiss Helvetia Fund positions in Q4 2020 and 1 closed out, a net change of -1 holder.
- The largest Swiss Helvetia Fund buyer in Q4 2020 was City of London Investment Management, an estimated $1.74M added.
- The largest Swiss Helvetia Fund seller in Q4 2020 was Commonwealth Equity Services, an estimated $92.4K sold.
Based on aggregated 13F filings for Q4 2020.