SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

42 hedge funds and large institutions have $67.9M invested in LMP Capital and Income Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$1.04M
2
GC
2
Guggenheim Capital
Illinois
$3.18M
3
Wells Fargo
3
Wells Fargo
California
$10.7M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.8M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$785K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$2.64M
2
RCM
2
Rivernorth Capital Management
Florida
$5.5M
3
MC
3
Matisse Capital
Oregon
$442K
4
AAM
4
Advisors Asset Management
Colorado
$1.18M
5
CCM
5
Coe Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$185K 13,941 +886 +7%
LPL Financial
27
LPL Financial
California
$163K 12,208 +1,228 +11%
LCM
28
Laurion Capital Management
New York
$163K 12,248 +12,248 New
KA
29
Klingman & Associates
New York
$154K 11,600 – –
SCM
30
Saba Capital Management
New York
$154K 11,589 – –
CIA
31
Capital Investment Advisors
Georgia
$152K 11,400 +1,000 +10%
RJT
32
Raymond James Trust
Florida
$147K 11,008 -406 -4%
AG
33
Advisor Group
Arizona
$143K 10,745 +6 +0.1%
Citigroup
34
Citigroup
New York
$113K 8,532 +135 +2%
CPA
35
Cowen Prime Advisors
New York
$66K 5,000 +5,000 New
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$35K 2,591 -2,236 -46%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$24K 1,730 -26 -1%
TCOV
38
Trust Company of Vermont
Vermont
$16K 1,178 +1,178 New
BIG
39
Bellwether Investment Group
Tennessee
$8K 634 +634 New
MFW
40
Mosaic Family Wealth
Missouri
$6K 427 +8 +2%
Creative Planning
41
Creative Planning
Kansas
$5K 400 – –
PCM
42
Penserra Capital Management
California
$3K 282 +31 +12%
CCM
43
Coe Capital Management
Illinois
– – -30,000 Closed
AA
44
AQR Arbitrage
Connecticut
– – -16,951 Closed
MIG
45
Mariner Investment Group
New York
– – -10,334 Closed
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
– – -8,104 Closed
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