SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

50 hedge funds and large institutions have $67.9M invested in LMP Capital and Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 11 closing their positions.

Holders
50
Holders Change
-6
Holders Change %
-10.71%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
22
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.53M
2
Bank of America
2
Bank of America
North Carolina
$2.3M
3
RCM
3
Rivernorth Capital Management
Florida
$6.27M
4
CA
4
Cornerstone Advisors
North Carolina
$3.44M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.27M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$4.25M
2
WAM
2
Wolverine Asset Management
Illinois
$1.41M
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$7.18M
5
BFM
5
Boothbay Fund Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$346K 27,971 -1,600 -5%
UBS Group
27
UBS Group
Switzerland
$264K 21,362 -4,396 -17%
ICM
28
Ionic Capital Management
New York
$244K 19,721 -2,729 -12%
SCM
29
Saba Capital Management
New York
$231K 18,712 – –
GC
30
Guggenheim Capital
Illinois
$216K 17,473 +17,473 New
LPL Financial
31
LPL Financial
California
$180K 15,060 +173 +1%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$150K 12,095 -2,204 -15%
RJT
33
Raymond James Trust
Florida
$147K 11,851 – –
DA
34
Doliver Advisors
Texas
$146K 11,797 +11,797 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$145K 11,692 -403 -3%
KA
36
Klingman & Associates
New York
$143K 11,600 – –
CIA
37
Capital Investment Advisors
Georgia
$137K 11,100 +11,100 New
CG
38
Caprock Group
Idaho
$131K 10,598 – –
Citigroup
39
Citigroup
New York
$101K 8,136 +119 +1%
AIG
40
American International Group
New York
$86K 6,927 +6 +0.1%
BA
41
BlackRock Advisors
Delaware
$42K 3,408 -473 -12%
AIM
42
Acrospire Investment Management
Illinois
$37K 3,000 +3,000 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$22K 1,723 +59 +4%
MFS
44
MSI Financial Services
Massachusetts
$19K 1,505 +186 +14%
MA
45
MCF Advisors
Kentucky
$5K 400 – –
FCCM
46
First City Capital Management
Georgia
$4.58K 370 – –
MFW
47
Mosaic Family Wealth
Missouri
$4K 403 -2,095 -84%
AWMS
48
Advocacy Wealth Management Services
Georgia
$3K 250 – –
Barclays
49
Barclays
United Kingdom
$1K 44 +44 New
PCM
50
Penserra Capital Management
California
$2 191 -17 -8%
1
2
3