Saratoga Investment
SAR
52 hedge funds and large institutions have $56.9M invested in Saratoga Investment in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.
83% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 6
59% more call options, than puts
Call options by funds: $359K | Put options by funds: $226K
33% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 12
17% more capital invested
Capital invested by funds: $48.6M → $56.9M (+$8.28M)
8% more funds holding
Funds holding: 48 → 52 (+4)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.29% less ownership
Funds ownership: 19.48% → 19.19% (-0.29%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$298K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$242K |
| 3 |
Mariner
Overland Park,
Kansas
|
+$228K |
| 4 |
CC
Claybrook Capital
Wellesley,
Massachusetts
|
+$220K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$205K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BDCM
Black Diamond Capital Management
Stamford,
Connecticut
|
-$2.34M |
| 2 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$538K |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$411K |
| 4 |
Northern Trust
Chicago,
Illinois
|
-$320K |
| 5 |
Rockefeller Capital Management
New York
|
-$241K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
BlackRock
New York
| $14 | – | – | – |
|
|
CRC
52
Curi RMB Capital
Chicago,
Illinois
| – | -$538K | -25,901 | Closed |
|
|
53
Northern Trust
Chicago,
Illinois
| – | -$320K | -15,395 | Closed |
|
|
ACM
54
Aquatic Capital Management
Chicago,
Illinois
| – | -$10K | -500 | Closed |
|
55
National Bank of Canada
Montreal,
Quebec, Canada
| – | -$10K | -500 | Closed |
|
|
CHA
56
Carmichael Hill & Associates
Gaithersburg,
Maryland
| – | -$7K | -315 | Closed |
|
|
TRCT
57
Tower Research Capital (TRC)
New York
| – | -$6K | -301 | Closed |
|
58
Simplex Trading
Chicago,
Illinois
| – | +$621 | +26 | New |
|
SAR Hedge Fund Activity: Q4 2022 in Review
52 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2022, worth a combined $56.9M — up 17% from $48.6M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new SAR positions and 6 closed out — a net gain of 5 holders — while 16 added to existing stakes and 12 trimmed.
The largest buyer was Ameriprise, adding an estimated $298K. The largest seller was Black Diamond Capital Management, cutting an estimated $2.34M.
- 52 institutional investors held Saratoga Investment (SAR) as of Q4 2022, up from 48 in Q3 2022.
- Funds reported $56.9M of Saratoga Investment stock for Q4 2022, up 17% quarter-over-quarter.
- 11 funds opened new Saratoga Investment positions in Q4 2022 and 6 closed out, a net change of +5 holders.
- The largest Saratoga Investment buyer in Q4 2022 was Ameriprise, an estimated $298K added.
- The largest Saratoga Investment seller in Q4 2022 was Black Diamond Capital Management, an estimated $2.34M sold.
Based on aggregated 13F filings for Q4 2022.