Simplex Trading’s Saratoga Investment SAR Stock Holding History

Simplex Trading’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-4,264	Closed	-$98.1K	–	10013
2025 Q4	$98.4K	Buy	4,264 +1,435	+51%	+$32.5K	﹤0.01%	5019
2025 Q3	$68K	Buy	2,829 +2,828	+282,800%	+$70.6K	﹤0.01%	6147
2025 Q2	$0	Sell	1 -567	-100%	-$13.7K	﹤0.01%	9603
2025 Q1	$14K	Buy	568 +321	+130%	+$7.98K	﹤0.01%	6858
2024 Q4	$5K	Buy	+247	New	+$5.99K	﹤0.01%	7649
2023 Q2	–	Sell	-548	Closed	-$14.1K	–	9810
2023 Q1	$13K	Buy	548 +522	+2,008%	+$13.8K	﹤0.01%	7327
2022 Q4	$0	Buy	+26	New	+$621	﹤0.01%	10254

Other funds holding SAR

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

EFG

Ethos Financial Group King Of Prussia, Pennsylvania $1.37B AUM 19.43% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Simplex Trading's SAR Position: Q1 2026 in Review

Simplex Trading sold out of Saratoga Investment (SAR) in Q1 2026, closing a stake of 4,264 shares — an estimated $98.1K sold.

Simplex Trading first reported a position in SAR in Q4 2022 and held it in 7 quarters. The position peaked at $98.4K in Q4 2025. 63 funds tracked by Wall St. Rank hold SAR as of Q1 2026.

Simplex Trading reported no remaining Saratoga Investment position as of Q1 2026 after selling out during the quarter.
Simplex Trading sold 4,264 Saratoga Investment shares in Q1 2026, an estimated $98.1K.
Simplex Trading first reported a position in Saratoga Investment in Q4 2022 and held it in 7 quarters.
Simplex Trading's Saratoga Investment position peaked at $98.4K in Q4 2025.
63 funds tracked by Wall St. Rank held Saratoga Investment as of Q1 2026.

Based on Simplex Trading's 13F filing for Q1 2026, filed 14 May 2026.