SAR icon

Saratoga Investment
SAR

Overview Fund Activity

30 hedge funds and large institutions have $28.7M invested in Saratoga Investment in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
12
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$929K
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.74M
3
BDCM
3
Black Diamond Capital Management
Connecticut
$17.9M
4
OAM
4
Oxford Asset Management
United Kingdom
$647K
5
CPP
5
Crow Point Partners
Massachusetts
$577K

Top Sellers

1
NFA
1
Nuveen Fund Advisors
Illinois
$0
2
Macquarie Group
2
Macquarie Group
Australia
$27K
3
CF
3
Centaurus Financial
California
$0
4
AG
4
Advisor Group
Arizona
$38K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$83K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$17K – – –
TRCT
27
Tower Research Capital (TRC)
New York
$10K +$10K +415 New
GWM
28
Geneos Wealth Management
Colorado
$8K – – –
SFM
29
Signet Financial Management
New Jersey
$5K – – –
Bank of America
30
Bank of America
North Carolina
$1K +$1K +44 New
NFA
31
Nuveen Fund Advisors
Illinois
– -$217K -7,833 Closed
CF
32
Centaurus Financial
California
– -$66K -2,400 Closed
CIBC Private Wealth Group
33
CIBC Private Wealth Group
Georgia
– -$8K -300 Closed
1
2