Royce Micro-Cap Trust
RMT
104 hedge funds and large institutions have $179M invested in Royce Micro-Cap Trust in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 7 closing their positions.
86% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 7
17% more capital invested
Capital invested by funds: $153M → $179M (+$25.8M)
5% more funds holding
Funds holding: 99 → 104 (+5)
1.66% more ownership
Funds ownership: 35.23% → 36.89% (+1.7%)
11% less repeat investments, than reductions
Existing positions increased: 34 | Existing positions reduced: 38
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$6.32M |
| 2 |
1832 Asset Management
Toronto,
Ontario, Canada
|
+$3.25M |
| 3 |
Morgan Stanley
New York
|
+$1.87M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.49M |
| 5 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$1.45M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$2.37M |
| 2 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$1.33M |
| 3 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
-$1.2M |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$1.05M |
| 5 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$1.03M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SFS
101
Sowell Financial Services
North Little Rock,
Arkansas
| $1K | -$46 | -4 | -5% |
|
102
Walleye Capital
New York
| $695 | -$4.66K | -408 | -0.7% |
|
|
AIC
103
Ameritas Investment Company
Lincoln,
Nebraska
| $260 | +$262 | +23 | New |
|
|
CRC
104
Curi RMB Capital
Chicago,
Illinois
| – | -$1.33M | -131,709 | Closed |
|
|
LCM
105
Landscape Capital Management
Englewood,
New Jersey
| – | -$1.03M | -102,298 | Closed |
|
|
DAS
106
Dynamic Advisor Solutions
Phoenix,
Arizona
| – | -$199K | -19,615 | Closed |
|
107
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| – | -$183K | -18,077 | Closed |
|
|
PWPS
108
Pinnacle Wealth Planning Services
Mansfield,
Ohio
| – | -$27K | -2,630 | Closed |
|
|
SW
109
SVB Wealth
Boston,
Massachusetts
| – | -$19K | -1,940 | Closed |
|
|
PCG
110
Private Capital Group
West Hartford,
Connecticut
| – | -$2K | -163 | Closed |
|
111
Fidelity Investments
Boston,
Massachusetts
| – | +$11 | +1 | New |
|
RMT Hedge Fund Activity: Q1 2021 in Review
104 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2021, worth a combined $179M — up 17% from $153M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new RMT positions and 7 closed out — a net gain of 6 holders — while 34 added to existing stakes and 38 trimmed.
The largest buyer was Parametric Portfolio Associates, adding an estimated $6.32M. The largest seller was Punch & Associates Investment Management, cutting an estimated $2.37M.
- 104 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2021, up from 99 in Q4 2020.
- Funds reported $179M of Royce Micro-Cap Trust stock for Q1 2021, up 17% quarter-over-quarter.
- 13 funds opened new Royce Micro-Cap Trust positions in Q1 2021 and 7 closed out, a net change of +6 holders.
- The largest Royce Micro-Cap Trust buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $6.32M added.
- The largest Royce Micro-Cap Trust seller in Q1 2021 was Punch & Associates Investment Management, an estimated $2.37M sold.
Based on aggregated 13F filings for Q1 2021.