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RMT

Royce Micro-Cap Trust
RMT

88 hedge funds and large institutions have $145M invested in Royce Micro-Cap Trust in 2023 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

37% more capital invested

Capital invested by funds: $106M → $145M (+$39M)

6% more funds holding

Funds holding: 83 → 88 (+5)

5.94% more ownership

Funds ownership: 26.39% → 32.33% (+5.9%)

Holders
88
Holders Change
+5
Holders Change %
+6.02%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
13
Increased
35
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$10.6M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
+$2.39M
3
LPL Financial
LPL Financial
California
+$1.44M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$1.4M
5
AA
AQR Arbitrage
Connecticut
+$678K

Top Sellers

Rank Fund Capital Flow
1
AW
Atlas Wealth
Ohio
-$1.3M
2
AAM
Advisors Asset Management
Colorado
-$906K
3
Osaic Holdings
Osaic Holdings
Arizona
-$801K
4
Walleye Capital
Walleye Capital
New York
-$481K
5
WAM
Wolverine Asset Management
Illinois
-$311K
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
76
Barrett & Company
Rhode Island
$30K – – –
SSB
77
Sandy Spring Bank
Maryland
$19.4K – – –
JP Morgan Chase
78
JP Morgan Chase
New York
$16.6K -$42.3K -5,064 -74%
ASN
79
Advisory Services Network
Georgia
$12.4K +$11.2K +1,340 New
FFA
80
Farther Finance Advisors
California
$11.2K +$242 +29 +2%
NSIM
81
North Star Investment Management
Illinois
$10.9K – – –
CAS
82
Coppell Advisory Solutions
Texas
$9.57K +$8.65K +1,036 New
FFC
83
First Financial Corp
Indiana
$3.31K +$2.99K +358 New
CFD
84
Creative Financial Designs
Indiana
$1.59K +$8 +1 +0.6%
Comerica Bank
85
Comerica Bank
Texas
$1.45K -$3.01K -360 -70%
BWM
86
Baystate Wealth Management
Massachusetts
$994 +$894 +107 New
GWM
87
Geneos Wealth Management
Colorado
$795 +$17 +2 +2%
Citigroup
88
Citigroup
New York
$9 -$11.4K -1,368 -100%
AW
89
Atlas Wealth
Ohio
– -$1.3M -156,587 Closed
Walleye Capital
90
Walleye Capital
New York
– -$481K -58,098 Closed
WAM
91
Wolverine Asset Management
Illinois
– -$311K -37,600 Closed
MC
92
Matisse Capital
Oregon
– -$302K -36,519 Closed
EC
93
Elequin Capital
New York
– -$155K -18,665 Closed
9WM
94
9258 Wealth Management
Ohio
– -$139K -16,813 Closed
CTA
95
Colonial Trust Advisors
South Carolina
– -$5.8K -700 Closed
Fidelity Investments
96
Fidelity Investments
Massachusetts
– -$8 -1 Closed
1 2 3
4

RMT Hedge Fund Activity: Q4 2023 in Review

88 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2023, worth a combined $145M — up 37% from $106M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RMT positions and 8 closed out — a net gain of 5 holders — while 35 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was Atlas Wealth, exiting entirely with an estimated $1.3M sold.

  • 88 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2023, up from 83 in Q3 2023.
  • Funds reported $145M of Royce Micro-Cap Trust stock for Q4 2023, up 37% quarter-over-quarter.
  • 13 funds opened new Royce Micro-Cap Trust positions in Q4 2023 and 8 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2023 was Morgan Stanley, an estimated $10.6M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2023 was Atlas Wealth, an estimated $1.3M sold.

Based on aggregated 13F filings for Q4 2023.