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RMT

Royce Micro-Cap Trust
RMT

83 hedge funds and large institutions have $106M invested in Royce Micro-Cap Trust in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 34 increasing their positions, 25 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 25

5% less capital invested

Capital invested by funds: $111M → $106M (-$5.13M)

2% less funds holding

Funds holding: 85 → 83 (-2)

2.47% less ownership

Funds ownership: 28.86% → 26.39% (-2.5%)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
83
Holders Change
-2
Holders Change %
-2.35%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
34
Reduced
25
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
+$1.43M
2
SFS
Shaker Financial Services
Virginia
+$1.05M
3
Osaic Holdings
Osaic Holdings
Arizona
+$803K
4
AA
AQR Arbitrage
Connecticut
+$401K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$182K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$1.33M
2
Morgan Stanley
Morgan Stanley
New York
-$878K
3
EWA
EP Wealth Advisors
California
-$715K
4
1CP
1607 Capital Partners
Virginia
-$245K
5
Northern Trust
Northern Trust
Illinois
-$184K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
76
Citigroup
New York
$11.3K +$229 +26 +2%
FFA
77
Farther Finance Advisors
California
$9.81K +$203 +23 +2%
NSIM
78
North Star Investment Management
Illinois
$9.74K – – –
CTA
79
Colonial Trust Advisors
South Carolina
$5.8K +$6.17K +700 New
Comerica Bank
80
Comerica Bank
Texas
$4.28K +$4.56K +517 New
CFD
81
Creative Financial Designs
Indiana
$1.42K +$9 +1 +0.6%
GWM
82
Geneos Wealth Management
Colorado
$696 +$9 +1 +1%
Fidelity Investments
83
Fidelity Investments
Massachusetts
$8 +$9 +1 New
Northern Trust
84
Northern Trust
Illinois
– -$184K -21,002 Closed
M&T Bank
85
M&T Bank
New York
– -$181K -20,664 Closed
QC
86
Quantedge Capital
Singapore
– -$170K -19,396 Closed
HDIM
87
Hanson & Doremus Investment Management
Vermont
– -$17K -1,890 Closed
WP
88
WealthPLAN Partners
Nebraska
– -$9.81K -1,121 Closed
CAS
89
Coppell Advisory Solutions
Texas
– -$9.01K -1,036 Closed
EWA
90
EverSource Wealth Advisors
Alabama
– -$560 -64 Closed
1 2 3
4

RMT Hedge Fund Activity: Q3 2023 in Review

83 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2023, worth a combined $106M — down 4.6% from $111M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RMT and 5 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 34 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.43M. The largest seller was Wells Fargo, cutting an estimated $1.33M.

  • 83 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2023, down from 85 in Q2 2023.
  • Funds reported $106M of Royce Micro-Cap Trust stock for Q3 2023, down 4.6% quarter-over-quarter.
  • 5 funds opened new Royce Micro-Cap Trust positions in Q3 2023 and 7 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2023 was Punch & Associates Investment Management, an estimated $1.43M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2023 was Wells Fargo, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2023.