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RMT

Royce Micro-Cap Trust
RMT

98 hedge funds and large institutions have $174M invested in Royce Micro-Cap Trust in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

3% more funds holding

Funds holding: 95 → 98 (+3)

3% less capital invested

Capital invested by funds: $179M → $174M (-$4.5M)

1.45% less ownership

Funds ownership: 35.38% → 33.93% (-1.5%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
98
Holders Change
+3
Holders Change %
+3.16%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
41
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.69M
2
COLIM
City of London Investment Management
United Kingdom
+$1.37M
3
RCM
Rivernorth Capital Management
Florida
+$1.02M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$922K
5
JMPWA
JP Morgan Private Wealth Advisors
California
+$800K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$8.62M
2
Wells Fargo
Wells Fargo
California
-$8.55M
3
MC
Matisse Capital
Oregon
-$3.17M
4
HKAM
Horizon Kinetics Asset Management
New York
-$1.36M
5
SFS
Shaker Financial Services
Virginia
-$936K
Name Holding Trade Value Shares
Change 		Change in
Stake
EVC
76
Eidelman Virant Capital
Missouri
$131K – – –
FFBTD
77
First Financial Bank - Trust Division
Ohio
$124K – – –
Creative Planning
78
Creative Planning
Kansas
$121K – – –
SWP
79
Stratos Wealth Partners
Ohio
$118K +$119K +10,210 New
PFGIA
80
Patriot Financial Group Insurance Agency
Massachusetts
$90K +$1.08K +93 +1%
CWC
81
Carolinas Wealth Consulting
North Carolina
$78K +$78.5K +6,735 New
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$45K +$45.6K +3,911 New
HDIM
83
Hanson & Doremus Investment Management
Vermont
$37K +$384 +33 +1%
SN
84
Sittner & Nelson
Oregon
$36K +$920 +79 +3%
FF
85
FourThought Financial
Florida
$33K – – –
AA
86
Ancora Advisors
Ohio
$25K – – –
SSB
87
Sandy Spring Bank
Maryland
$24K – – –
GLLW
88
Graves Light Lenhart Wealth
Virginia
$21K – – –
NSIM
89
North Star Investment Management
Illinois
$14K – – –
SPIA
90
Steward Partners Investment Advisory
New York
$12K – – –
KTC
91
Kistler-Tiffany Companies
Pennsylvania
$12K +$291 +25 +3%
AF
92
Advisornet Financial
Minnesota
$10K – – –
HI
93
Harbour Investments
Wisconsin
$9K +$210 +18 +2%
BHWM
94
Bay Harbor Wealth Management
Maryland
$7K – – –
CFD
95
Creative Financial Designs
Indiana
$1K -$1.09K -94 -61%
MC
96
Matisse Capital
Oregon
– -$3.17M -277,831 Closed
TNA
97
True North Advisors
Texas
– -$642K -56,300 Closed
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
– -$657K -50,173 Closed
BWA
99
Beam Wealth Advisors
Louisiana
– -$145K -12,723 Closed
NSAM
100
North Star Asset Management
Wisconsin
– -$143K -12,505 Closed
1 2 3
4
5

RMT Hedge Fund Activity: Q4 2021 in Review

98 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2021, worth a combined $174M — down 2.5% from $179M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 11 closed out — a net gain of 5 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.69M. The largest seller was Karpus Investment Management, cutting an estimated $8.62M.

  • 98 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $174M of Royce Micro-Cap Trust stock for Q4 2021, down 2.5% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2021 and 11 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2021 was Morgan Stanley, an estimated $2.69M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2021 was Karpus Investment Management, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2021.