RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
$16.3M
2
Morgan Stanley
Morgan Stanley
New York
$21.9M
3
Wells Fargo
Wells Fargo
California
$13.1M
4
MC
Matisse Capital
Oregon
$4.18M
5
RJA
Raymond James & Associates
Florida
$1.71M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
SFS
Shaker Financial Services
Virginia
$2.58M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.32M
4
CA
Cornerstone Advisors
North Carolina
$5.71M
5
WAM
Wolverine Asset Management
Illinois
$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAP
76
Wealthcare Advisory Partners
Pennsylvania
$109K -$79.9K -7,871 -42%
FFBTD
77
First Financial Bank - Trust Division
Ohio
$109K – – –
FIA
78
FNY Investment Advisers
New York
$109K +$109K +10,814 New
FF
79
FourThought Financial
Florida
$70K +$70K +6,987 New
HDIM
80
Hanson & Doremus Investment Management
Vermont
$33K -$2.87K -283 -8%
SN
81
Sittner & Nelson
Oregon
$30K +$30K +2,918 New
PWPS
82
Pinnacle Wealth Planning Services
Ohio
$27K +$27K +2,630 New
PB
83
Pinnacle Bancorp
Nebraska
$26K – – –
SSB
84
Sandy Spring Bank
Maryland
$21K – – –
IAIM
85
International Assets Investment Management
Florida
$20K +$20K +1,929 New
RCM
86
Robinson Capital Management
Michigan
$20K +$20K +2,000 New
SW
87
SVB Wealth
Massachusetts
$19K – – –
NSIM
88
North Star Investment Management
Illinois
$12K -$18.8K -1,840 -61%
AA
89
Ancora Advisors
Ohio
$12K – – –
SPIA
90
Steward Partners Investment Advisory
New York
$10K +$147 +15 +1%
AF
91
Advisornet Financial
Minnesota
$9K – – –
KTC
92
Kistler-Tiffany Companies
Pennsylvania
$9K +$126 +13 +1%
BHWM
93
Bay Harbor Wealth Management
Maryland
$7K +$7K +717 New
GWM
94
Geneos Wealth Management
Colorado
$5K -$29.4K -3,004 -85%
PCG
95
Private Capital Group
Connecticut
$2K – – –
CFD
96
Creative Financial Designs
Indiana
$2K +$13 +1 +0.7%
Fifth Third Bancorp
97
Fifth Third Bancorp
Ohio
$2K +$886 +105 +80%
SFS
98
Sowell Financial Services
Arkansas
$1K +$13 +1 +1%
Walleye Capital
99
Walleye Capital
New York
$626 -$163 -16,133 -21%
RCM
100
Rivernorth Capital Management
Florida
– -$6.19M -806,826 Closed
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4
5