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RMT

Royce Micro-Cap Trust
RMT

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

51% more capital invested

Capital invested by funds: $101M → $153M (+$51.7M)

30% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 30

11% more funds holding

Funds holding: 89 → 99 (+10)

4.53% more ownership

Funds ownership: 30.7% → 35.23% (+4.5%)

Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$14.4M
2
Morgan Stanley
Morgan Stanley
New York
+$4.53M
3
Wells Fargo
Wells Fargo
California
+$4.44M
4
MC
Matisse Capital
Oregon
+$2.86M
5
RJA
Raymond James & Associates
Florida
+$883K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$6.19M
2
SFS
Shaker Financial Services
Virginia
-$1.96M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.16M
4
CA
Cornerstone Advisors
North Carolina
-$1.09M
5
WAM
Wolverine Asset Management
Illinois
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAP
76
Wealthcare Advisory Partners
Pennsylvania
$109K -$70.6K -7,871 -42%
FFBTD
77
First Financial Bank - Trust Division
Ohio
$109K – – –
FIA
78
FNY Investment Advisers
New York
$109K +$97K +10,814 New
FF
79
FourThought Financial
Florida
$70K +$62.7K +6,987 New
HDIM
80
Hanson & Doremus Investment Management
Vermont
$33K -$2.54K -283 -8%
SN
81
Sittner & Nelson
Oregon
$30K +$26.2K +2,918 New
PWPS
82
Pinnacle Wealth Planning Services
Ohio
$27K +$23.6K +2,630 New
PB
83
Pinnacle Bancorp
Nebraska
$26K – – –
SSB
84
Sandy Spring Bank
Maryland
$21K – – –
IAIM
85
International Assets Investment Management
Florida
$20K +$17.3K +1,929 New
RCM
86
Robinson Capital Management
Michigan
$20K +$17.9K +2,000 New
SW
87
SVB Wealth
Massachusetts
$19K – – –
NSIM
88
North Star Investment Management
Illinois
$12K -$16.5K -1,840 -61%
AA
89
Ancora Advisors
Ohio
$12K – – –
SPIA
90
Steward Partners Investment Advisory
New York
$10K +$135 +15 +1%
AF
91
Advisornet Financial
Minnesota
$9K – – –
KTC
92
Kistler-Tiffany Companies
Pennsylvania
$9K +$117 +13 +1%
BHWM
93
Bay Harbor Wealth Management
Maryland
$7K +$6.43K +717 New
GWM
94
Geneos Wealth Management
Colorado
$5K -$26.9K -3,004 -85%
PCG
95
Private Capital Group
Connecticut
$2K – – –
CFD
96
Creative Financial Designs
Indiana
$2K +$9 +1 +0.7%
Fifth Third Bancorp
97
Fifth Third Bancorp
Ohio
$2K +$942 +105 +80%
SFS
98
Sowell Financial Services
Arkansas
$1K +$9 +1 +1%
Walleye Capital
99
Walleye Capital
New York
$626 -$145K -16,133 -21%
RCM
100
Rivernorth Capital Management
Florida
– -$6.19M -806,826 Closed
1 2 3
4
5

RMT Hedge Fund Activity: Q4 2020 in Review

99 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2020, worth a combined $153M — up 51% from $101M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 6 closed out — a net gain of 10 holders — while 39 added to existing stakes and 30 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $14.4M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.19M sold.

  • 99 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2020, up from 89 in Q3 2020.
  • Funds reported $153M of Royce Micro-Cap Trust stock for Q4 2020, up 51% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2020 and 6 closed out, a net change of +10 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2020 was Karpus Investment Management, an estimated $14.4M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2020 was Rivernorth Capital Management, an estimated $6.19M sold.

Based on aggregated 13F filings for Q4 2020.