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RMT

Royce Micro-Cap Trust
RMT

81 hedge funds and large institutions have $96.3M invested in Royce Micro-Cap Trust in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

19% more capital invested

Capital invested by funds: $80.8M → $96.3M (+$15.5M)

11% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 28

1.86% more ownership

Funds ownership: 25.45% → 27.31% (+1.9%)

1% more funds holding

Funds holding: 80 → 81 (+1)

Holders
81
Holders Change
+1
Holders Change %
+1.25%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.88M
2
AAM
Advisors Asset Management
Colorado
+$1.75M
3
RCM
Rivernorth Capital Management
Florida
+$1.66M
4
LCM
Landscape Capital Management
New Jersey
+$892K
5
Morgan Stanley
Morgan Stanley
New York
+$546K

Top Sellers

Rank Fund Capital Flow
1
Geode Capital Management
Geode Capital Management
Massachusetts
-$1.45M
2
SFS
Shaker Financial Services
Virginia
-$1.31M
3
HKAM
Horizon Kinetics Asset Management
New York
-$1.07M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$593K
5
Bank of America
Bank of America
North Carolina
-$543K
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
76
Ancora Advisors
Ohio
$10K +$9.62K +1,177 New
RG
77
Retirement Group
California
$8K +$7.64K +935 New
KTC
78
Kistler-Tiffany Companies
Pennsylvania
$7K +$131 +16 +2%
SFS
79
Sowell Financial Services
Arkansas
$1K -$25 -3 -4%
PCG
80
Private Capital Group
Connecticut
$1K – – –
Fifth Third Bancorp
81
Fifth Third Bancorp
Ohio
$1K +$16 +2 +2%
Bank of Montreal
82
Bank of Montreal
Ontario, Canada
– -$593K -73,795 Closed
JIP
83
Jaffetilchin Investment Partners
Florida
– -$230K -28,590 Closed
PM
84
Pembroke Management
Quebec, Canada
– -$90K -11,227 Closed
FM
85
Family Management
New York
– -$86K -10,674 Closed
TRCT
86
Tower Research Capital (TRC)
New York
– -$26K -3,209 Closed
QCIG
87
Quad-Cities Investment Group
Iowa
– -$21K -2,560 Closed
GRP
88
Global Retirement Partners
California
– -$9K -1,100 Closed
PFO
89
Pathstone Family Office
New Jersey
– -$4K -547 Closed
WAP
90
Wealthcare Advisory Partners
Pennsylvania
– -$1K -77 Closed
1 2 3
4

RMT Hedge Fund Activity: Q4 2019 in Review

81 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2019, worth a combined $96.3M — up 19% from $80.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 10 closed out — a net gain of 2 holders — while 31 added to existing stakes and 28 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.88M. The largest seller was Geode Capital Management, cutting an estimated $1.45M.

  • 81 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2019, up from 80 in Q3 2019.
  • Funds reported $96.3M of Royce Micro-Cap Trust stock for Q4 2019, up 19% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q4 2019 and 10 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2019 was Wells Fargo, an estimated $1.88M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2019 was Geode Capital Management, an estimated $1.45M sold.

Based on aggregated 13F filings for Q4 2019.