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RMT

Royce Micro-Cap Trust
RMT

81 hedge funds and large institutions have $89.4M invested in Royce Micro-Cap Trust in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

14% more capital invested

Capital invested by funds: $78.6M → $89.4M (+$10.8M)

5% more funds holding

Funds holding: 77 → 81 (+4)

0.38% more ownership

Funds ownership: 27.57% → 27.95% (+0.38%)

Holders
81
Holders Change
+4
Holders Change %
+5.19%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
35
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.77M
2
CA
Cornerstone Advisors
North Carolina
+$1.25M
3
Geode Capital Management
Geode Capital Management
Massachusetts
+$938K
4
SFS
Shaker Financial Services
Virginia
+$653K
5
UBS Group
UBS Group
Switzerland
+$370K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$414K
2
HI
HBK Investments
Texas
-$396K
3
MML Investors Services
MML Investors Services
Massachusetts
-$267K
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$260K
5
WAM
Weiss Asset Management
Massachusetts
-$219K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
76
IFP Advisors
Florida
$4K -$84.9K -10,189 -93%
PCG
77
Private Capital Group
Connecticut
$2K -$13.7K -1,640 -88%
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$1K -$42 -5 -4%
HI
79
HBK Investments
Texas
– -$396K -53,316 Closed
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
– -$260K -35,072 Closed
Janney Montgomery Scott
81
Janney Montgomery Scott
Pennsylvania
– -$191K -25,758 Closed
Bank of Nova Scotia
82
Bank of Nova Scotia
Ontario, Canada
– -$150K -20,230 Closed
LCM
83
Landscape Capital Management
New Jersey
– -$107K -14,420 Closed
Jane Street
84
Jane Street
New York
– -$106K -14,225 Closed
Carson Wealth (CWM LLC)
85
Carson Wealth (CWM LLC)
Nebraska
– -$103K -13,938 Closed
AA
86
AQR Arbitrage
Connecticut
– -$92K -12,349 Closed
MOS
87
MGO One Seven
Ohio
– -$26K -3,622 Closed
SWM
88
SeaCrest Wealth Management
New York
– -$12K -1,665 Closed
Fidelity Investments
89
Fidelity Investments
Massachusetts
– +$17 +2 New
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
– +$175 +21 New
1 2 3
4

RMT Hedge Fund Activity: Q1 2019 in Review

81 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2019, worth a combined $89.4M — up 14% from $78.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new RMT positions and 10 closed out — a net gain of 5 holders — while 35 added to existing stakes and 21 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.77M. The largest seller was Stifel Financial, cutting an estimated $414K.

  • 81 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2019, up from 77 in Q4 2018.
  • Funds reported $89.4M of Royce Micro-Cap Trust stock for Q1 2019, up 14% quarter-over-quarter.
  • 15 funds opened new Royce Micro-Cap Trust positions in Q1 2019 and 10 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2019 was Wells Fargo, an estimated $1.77M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2019 was Stifel Financial, an estimated $414K sold.

Based on aggregated 13F filings for Q1 2019.