RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
+$16.3M
2
Morgan Stanley
Morgan Stanley
New York
+$5.11M
3
Wells Fargo
Wells Fargo
California
+$5.01M
4
MC
Matisse Capital
Oregon
+$3.22M
5
RJA
Raymond James & Associates
Florida
+$996K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$6.19M
2
SFS
Shaker Financial Services
Virginia
-$2.22M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.31M
4
CA
Cornerstone Advisors
North Carolina
-$1.23M
5
WAM
Wolverine Asset Management
Illinois
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
51
Stifel Financial
Missouri
$303K +$10.3K +1,023 +4%
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$296K +$37.7K +3,738 +15%
Walleye Trading
53
Walleye Trading
New York
$286K -$78K -7,696 -21%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$268K +$268K +26,450 New
CAN
55
Cetera Advisor Networks
California
$260K +$2.9K +286 +1%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$259K -$13.9K -1,373 -5%
HPCM
57
Hunter Perkins Capital Management
Illinois
$252K +$25.9K +2,556 +11%
IFWM
58
Institute for Wealth Management
Colorado
$243K – – –
PC
59
Pecaut & Co
Iowa
$227K +$2.19K +216 +1%
KAS
60
Kestra Advisory Services
Texas
$221K +$16.7K +1,646 +8%
FFA
61
First Foundation Advisors
California
$201K -$4.99K -492 -2%
DAS
62
Dynamic Advisor Solutions
Arizona
$199K – – –
PAG
63
Private Advisor Group
New Jersey
$191K -$353K -34,882 -65%
Janney Montgomery Scott
64
Janney Montgomery Scott
Pennsylvania
$183K +$183K +18,077 New
NSAM
65
North Star Asset Management
Wisconsin
$181K -$5.97K -591 -3%
BWA
66
Beam Wealth Advisors
Louisiana
$177K +$5.9K +582 +3%
Creative Planning
67
Creative Planning
Kansas
$144K +$972 +96 +0.7%
9WM
68
9258 Wealth Management
Ohio
$134K +$1.97K +195 +1%
DT
69
Diversified Trust
Tennessee
$132K – – –
CL
70
CSS LLC
Illinois
$129K – – –
RJT
71
Raymond James Trust
Florida
$127K -$5.34K -527 -4%
SIA
72
Soltis Investment Advisors
Utah
$126K – – –
HighTower Advisors
73
HighTower Advisors
Illinois
$118K +$9.7K +960 +9%
EVC
74
Eidelman Virant Capital
Missouri
$115K +$115K +11,345 New
Envestnet Asset Management
75
Envestnet Asset Management
Illinois
$110K -$10 -1 -0%
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3
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