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RMT

Royce Micro-Cap Trust

80 hedge funds and large institutions have $80.8M invested in Royce Micro-Cap Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

5% less capital invested

Capital invested by funds: $84.6M → $80.8M (-$3.86M)

1% less funds holding

Funds holding: 8180 (-1)

1.57% less ownership

Funds ownership: 27.02%25.45% (-1.6%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
27
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$207K +$45.4K +5,641 +28%
GWM
52
Geneos Wealth Management
Colorado
$135K -$191K -23,716 -58%
RGC
53
Roberts, Glore & Co
Illinois
$129K
HighTower Advisors
54
HighTower Advisors
Illinois
$124K +$958 +119 +0.8%
DA
55
Doliver Advisors
Texas
$124K +$15.4K +1,910 +14%
RJT
56
Raymond James Trust
Florida
$109K
MWPCG
57
Measured Wealth Private Client Group
New Hampshire
$108K -$15.1K -1,871 -12%
DT
58
Diversified Trust
Tennessee
$105K
9WM
59
9258 Wealth Management
Ohio
$97K +$1.96K +243 +2%
AF
60
Advisornet Financial
Minnesota
$93K
Creative Planning
61
Creative Planning
Kansas
$92K -$14.3K -1,778 -13%
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$92K +$8 +1 +0%
PM
63
Pembroke Management
Quebec, Canada
$90K +$1.83K +227 +2%
FM
64
Family Management
New York
$86K
SWP
65
Stratos Wealth Partners
Ohio
$81K +$81.5K +10,124 New
HDIM
66
Hanson & Doremus Investment Management
Vermont
$28K
TRCT
67
Tower Research Capital (TRC)
New York
$26K -$6.85K -851 -21%
NSIM
68
North Star Investment Management
Illinois
$24K +$24.3K +3,016 New
QCIG
69
Quad-Cities Investment Group
Iowa
$21K -$4.77K -592 -19%
RIA
70
Realta Investment Advisors
Delaware
$21K
PB
71
Pinnacle Bancorp
Nebraska
$20K
GRP
72
Global Retirement Partners
California
$9K
KTC
73
Kistler-Tiffany Companies
Pennsylvania
$7K +$137 +17 +2%
PFO
74
Pathstone Family Office
New Jersey
$4K +$4.4K +547 New
RCM
75
Rivernorth Capital Management
Florida
$3.68K +$3.02M +375,317 +455%

RMT Hedge Fund Activity: Q3 2019 in Review

80 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2019, worth a combined $80.8M — down 4.6% from $84.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RMT and 6 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 35 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.02M. The largest seller was Geode Capital Management, cutting an estimated $1.4M.

  • 80 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2019, down from 81 in Q2 2019.
  • Funds reported $80.8M of Royce Micro-Cap Trust stock for Q3 2019, down 4.6% quarter-over-quarter.
  • 6 funds opened new Royce Micro-Cap Trust positions in Q3 2019 and 7 closed out, a net change of -1 holder.
  • The largest Royce Micro-Cap Trust buyer in Q3 2019 was Rivernorth Capital Management, an estimated $3.02M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2019 was Geode Capital Management, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2019.