RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
26
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$3.63M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.12M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.17M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.95M
5
KIM
5
Karpus Investment Management
New York
$1.06M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
NSAM
2
North Star Asset Management
Wisconsin
$2.16M
3
SFS
3
Shaker Financial Services
Virginia
$561K
4
Wells Fargo
4
Wells Fargo
California
$5.61M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$409K
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
51
Stifel Financial
Missouri
$84K -$3.09K -400 -4%
SWP
52
Stratos Wealth Partners
Ohio
$79K +$79K +10,176 New
HighTower Advisors
53
HighTower Advisors
Illinois
$78K +$78K +10,177 New
GWS
54
Glassman Wealth Services
Virginia
$63K – – –
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$46K +$25.7K +3,300 +126%
TJHA
56
Thomas J. Herzfeld Advisors
Florida
$40K -$17.1K -2,211 -30%
TDC
57
Thompson Davis & Co
Virginia
$38K +$920 +119 +2%
Citigroup
58
Citigroup
New York
$36K -$4.48K -586 -11%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$32K – – –
HDIM
60
Hanson & Doremus Investment Management
Vermont
$25K +$131 +17 +0.5%
BA
61
BlackRock Advisors
Delaware
$25K +$25K +3,279 New
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$19K +$19K +2,461 New
CFN
63
Cordasco Financial Network
Florida
$16K – – –
Creative Planning
64
Creative Planning
Kansas
$15K +$15K +1,972 New
CTC
65
Central Trust Company
Missouri
$8K -$19.7K -2,765 -71%
MCM
66
Manchester Capital Management
Vermont
$7K – – –
CK
67
Carnick & Kubik
Colorado
$5.77K +$5.77K +745 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$4K +$4K +512 New
MIG
69
Mariner Investment Group
New York
– -$1.54M -166,660 Closed
CRC
70
Curi RMB Capital
Illinois
– -$560K -60,696 Closed
VKH
71
Virtu KCG Holdings
New York
– -$144K -15,666 Closed
TRCT
72
Tower Research Capital (TRC)
New York
– -$34K -3,696 Closed
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