RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

56 hedge funds and large institutions have $94.5M invested in Royce Micro-Cap Trust in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
56
Holders Change
+9
Holders Change %
+19.15%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
24
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.52M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.6M
3
SFS
3
Shaker Financial Services
Virginia
$1.17M
4
DA
4
Doliver Advisors
Texas
$864K
5
TC
5
TFS Capital
Pennsylvania
$714K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$3.39M
2
BI
2
Bulldog Investors
New Jersey
$4.81M
3
GFM
3
Gramercy Funds Management
Connecticut
$8.15M
4
GC
4
Guggenheim Capital
Illinois
$0
5
Comerica Bank
5
Comerica Bank
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DOA
51
D'Orazio & Associates
Virginia
$30K – – –
WAM
52
Wolverine Asset Management
Illinois
$29K +$29K +2,402 New
Creative Planning
53
Creative Planning
Kansas
$14K +$1.51K +120 +12%
MCM
54
Manchester Capital Management
Vermont
$11K +$11K +900 New
TRCT
55
Tower Research Capital (TRC)
New York
$7K +$7K +540 New
Citigroup
56
Citigroup
New York
$5K +$2.53K +236 +102%
GC
57
Guggenheim Capital
Illinois
– -$193K -15,287 Closed
Comerica Bank
58
Comerica Bank
Texas
– -$133K -10,548 Closed
CA
59
Cetera Advisors
Colorado
– -$129K -10,174 Closed
1 2
3