PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

30 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CHA
Cedar Hill Associates
Illinois
$1.32M
2
Morgan Stanley
Morgan Stanley
New York
$1.38M
3
CA
Cetera Advisors
Colorado
$151K
4
CSIC
Clifford Swan Investment Counsel
California
$148K
5
GC
Guggenheim Capital
Illinois
$738K

Top Sellers

1
FFA
First Foundation Advisors
California
$0
2
SIA
Sit Investment Associates
Minnesota
$0
3
CRC
Curi RMB Capital
Illinois
$0
4
FAAS
First Allied Advisory Services
California
$228K
5
Bank of America
Bank of America
North Carolina
$282K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.45M -$27.1K -2,300 -0.8%
LPL Financial
2
LPL Financial
California
$1.67M +$17.2K +1,470 +1%
Morgan Stanley
3
Morgan Stanley
New York
$1.38M +$281K +23,836 +26%
CHA
4
Cedar Hill Associates
Illinois
$1.32M +$909K +77,000 +219%
GC
5
Guggenheim Capital
Illinois
$738K +$100K +8,518 +16%
CCM
6
Covington Capital Management
California
$651K +$94.3K +8,000 +17%
Bank of America
7
Bank of America
North Carolina
$282K -$55.3K -4,684 -16%
Wells Fargo
8
Wells Fargo
California
$269K -$12 -1 -0%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$260K +$13.7K +1,165 +6%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$248K – – –
PAG
11
Private Advisor Group
New Jersey
$233K +$31.5K +2,665 +16%
FAAS
12
First Allied Advisory Services
California
$228K -$80.1K -6,804 -26%
VFS
13
VSR Financial Services
Kansas
$154K +$2.95K +250 +2%
CA
14
Cetera Advisors
Colorado
$151K +$151K +12,585 New
CSIC
15
Clifford Swan Investment Counsel
California
$148K +$148K +12,500 New
SI
16
SII Investments
Wisconsin
$128K – – –
Citigroup
17
Citigroup
New York
$121K – – –
DADC
18
D.A. Davidson & Co
Montana
$107K – – –
UBS Group
19
UBS Group
Switzerland
$60K +$19.5K +1,658 +48%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$59K – – –
MFW
21
Mosaic Family Wealth
Missouri
$48K – – –
SF
22
Synovus Financial
Georgia
$45K +$20.1K +1,707 +81%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$33K -$17.1K -1,446 -34%
Creative Planning
24
Creative Planning
Kansas
$24K -$22.9K -1,968 -49%
AIG
25
American International Group
New York
$24K – – –
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