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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

26 hedge funds and large institutions have $11.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

0.6% less ownership

Funds ownership: 8.15%7.55% (-0.6%)

2% less capital invested

Capital invested by funds: $11.9M → $11.7M (-$211K)

13% less funds holding

Funds holding: 3026 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
26
Holders Change
-4
Holders Change %
-13.33%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.66M
Morgan Stanley
2
Morgan Stanley
New York
$1.51M +$44.3K +3,697 +3%
CHA
3
Cedar Hill Associates
Illinois
$1.35M -$54K -4,500 -4%
LPL Financial
4
LPL Financial
California
$911K -$834K -69,527 -49%
GC
5
Guggenheim Capital
Illinois
$754K -$27.6K -2,297 -4%
CCM
6
Covington Capital Management
California
$697K +$6K +500 +0.9%
Wells Fargo
7
Wells Fargo
California
$349K +$61.7K +5,143 +23%
Bank of America
8
Bank of America
North Carolina
$304K +$4.49K +374 +2%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$304K +$27.1K +2,256 +10%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$263K
FAAS
11
First Allied Advisory Services
California
$242K -$1.48K -123 -0.6%
CA
12
Cetera Advisors
Colorado
$160K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$158K +$152K +12,655 New
CSIC
14
Clifford Swan Investment Counsel
California
$156K
VFS
15
VSR Financial Services
Kansas
$147K -$15.3K -1,277 -10%
SI
16
SII Investments
Wisconsin
$135K
Citigroup
17
Citigroup
New York
$129K
DADC
18
D.A. Davidson & Co
Montana
$115K +$1.86K +155 +2%
UBS Group
19
UBS Group
Switzerland
$73K +$9.28K +774 +15%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$62K
MFW
21
Mosaic Family Wealth
Missouri
$52K
SF
22
Synovus Financial
Georgia
$48K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$35K
Creative Planning
24
Creative Planning
Kansas
$26K
AG
25
Advisor Group
Arizona
$25K +$24.6K +2,054 New

PFO Hedge Fund Activity: Q2 2016 in Review

26 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2016, worth a combined $11.7M — down 1.8% from $11.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PFO and 2 opened new positions — a net loss of 4 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $152K. The largest seller was LPL Financial, cutting an estimated $834K.

  • 26 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2016, down from 30 in Q1 2016.
  • Funds reported $11.7M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2016, down 1.8% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2016 and 6 closed out, a net change of -4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2016 was Commonwealth Equity Services, an estimated $152K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2016 was LPL Financial, an estimated $834K sold.

Based on aggregated 13F filings for Q2 2016.