PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

26 hedge funds and large institutions have $11.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
-4
Holders Change %
-13.33%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$158K
2
Wells Fargo
Wells Fargo
California
$349K
3
Morgan Stanley
Morgan Stanley
New York
$1.51M
4
ICAS
Investors Capital Advisory Services
Massachusetts
$304K
5
UBS Group
UBS Group
Switzerland
$73K

Top Sellers

1
LPL Financial
LPL Financial
California
$911K
2
PAG
Private Advisor Group
New Jersey
$0
3
CHA
Cedar Hill Associates
Illinois
$1.35M
4
GC
Guggenheim Capital
Illinois
$754K
5
AIG
American International Group
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.66M – – –
Morgan Stanley
2
Morgan Stanley
New York
$1.51M +$46.2K +3,697 +3%
CHA
3
Cedar Hill Associates
Illinois
$1.35M -$56.3K -4,500 -4%
LPL Financial
4
LPL Financial
California
$911K -$866K -69,527 -49%
GC
5
Guggenheim Capital
Illinois
$754K -$28.7K -2,297 -4%
CCM
6
Covington Capital Management
California
$697K +$6.26K +500 +0.9%
Wells Fargo
7
Wells Fargo
California
$349K +$64.3K +5,143 +23%
Bank of America
8
Bank of America
North Carolina
$304K +$4.68K +374 +2%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$304K +$28.2K +2,256 +10%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$263K – – –
FAAS
11
First Allied Advisory Services
California
$242K -$1.55K -123 -0.6%
CA
12
Cetera Advisors
Colorado
$160K – – –
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$158K +$158K +12,655 New
CSIC
14
Clifford Swan Investment Counsel
California
$156K – – –
VFS
15
VSR Financial Services
Kansas
$147K -$15.9K -1,277 -10%
SI
16
SII Investments
Wisconsin
$135K – – –
Citigroup
17
Citigroup
New York
$129K – – –
DADC
18
D.A. Davidson & Co
Montana
$115K +$1.93K +155 +2%
UBS Group
19
UBS Group
Switzerland
$73K +$9.62K +774 +15%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$62K – – –
MFW
21
Mosaic Family Wealth
Missouri
$52K – – –
SF
22
Synovus Financial
Georgia
$48K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$35K – – –
Creative Planning
24
Creative Planning
Kansas
$26K – – –
AG
25
Advisor Group
Arizona
$25K +$25K +2,054 New
1
2