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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

45 hedge funds and large institutions have $41.1M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2025 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

5% more capital invested

Capital invested by funds: $39M → $41.1M (+$2.08M)

2.59% more ownership

Funds ownership: 30.64%33.22% (+2.6%)

0% more funds holding

Funds holding: 4545 (0)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.6M +$706K +73,704 +6%
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$5.56M
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$3.21M +$234K +24,461 +8%
AAM
4
Advisors Asset Management
Colorado
$2.93M +$2.06M +215,441 +229%
1CP
5
1607 Capital Partners
Virginia
$2.49M +$619K +64,634 +33%
PAG
6
Private Advisor Group
New Jersey
$1.8M -$9.81K -1,025 -0.5%
Fiera Capital (Canada)
7
Fiera Capital (Canada)
Quebec, Canada
$1.23M +$668K +69,717 +116%
RCM
8
Rivernorth Capital Management
Florida
$1.06M +$412K +43,033 +63%
CEFA
9
Closed-End Fund Advisors
Virginia
$909K +$921K +96,222 New
NWMP
10
Noble Wealth Management PBC
Colorado
$901K -$44.9K -4,685 -5%
Morgan Stanley
11
Morgan Stanley
New York
$855K -$228K -23,771 -21%
DADC
12
D.A. Davidson & Co
Montana
$808K -$24.1K -2,519 -3%
MFG
13
Mustico Financial Group
New York
$770K +$45.8K +4,788 +6%
TI
14
TrueMark Investments
Illinois
$668K +$19K +1,985 +3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$596K -$11.7K -1,217 -2%
AAP
16
Arax Advisory Partners
Colorado
$462K -$19.1K -1,999 -4%
Wells Fargo
17
Wells Fargo
California
$444K +$25.5K +2,668 +6%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$405K -$3.18K -332 -0.8%
Invesco
19
Invesco
Georgia
$394K -$9.1K -950 -2%
LPL Financial
20
LPL Financial
California
$385K -$25.9K -2,705 -6%
SFS
21
Sowell Financial Services
Arkansas
$369K
CSIC
22
Clifford Swan Investment Counsel
California
$279K
NA
23
NewEdge Advisors
Louisiana
$248K -$10.5K -1,100 -4%
GC
24
Guggenheim Capital
Illinois
$232K +$235K +24,542 New
CCG
25
Catalina Capital Group
California
$178K

PFO Hedge Fund Activity: Q4 2025 in Review

45 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2025, worth a combined $41.1M — up 5.3% from $39M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFO positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.06M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $1.43M sold.

  • 45 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2025, unchanged from Q3 2025.
  • Funds reported $41.1M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2025, up 5.3% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2025 and 5 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2025 was Advisors Asset Management, an estimated $2.06M added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2025 was Envestnet Asset Management, an estimated $1.43M sold.

Based on aggregated 13F filings for Q4 2025.