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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

39 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

4% more capital invested

Capital invested by funds: $11.6M → $12M (+$449K)

0.16% more ownership

Funds ownership: 6.92%7.07% (+0.16%)

5% less funds holding

Funds holding: 4139 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
39
Holders Change
-2
Holders Change %
-4.88%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.08M +$19.3K +1,451 +0.9%
SXL
2
Summit X LLC
Missouri
$1.16M -$7.97K -600 -0.7%
UBS Group
3
UBS Group
Switzerland
$863K +$11.6K +874 +1%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$574K +$5.31K +400 +0.9%
LPL Financial
5
LPL Financial
California
$571K -$39.7K -2,990 -7%
DADC
6
D.A. Davidson & Co
Montana
$488K -$13.7K -1,034 -3%
NFSG
7
Newbridge Financial Services Group
Florida
$474K +$85.4K +6,429 +22%
CCM
8
Covington Capital Management
California
$470K
US Bancorp
9
US Bancorp
Minnesota
$445K
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$421K +$176K +13,249 +72%
VCWA
11
Vanguard Capital Wealth Advisors
Colorado
$400K
Wells Fargo
12
Wells Fargo
California
$387K -$48.6K -3,662 -11%
CSIC
13
Clifford Swan Investment Counsel
California
$313K
Creative Planning
14
Creative Planning
Kansas
$243K +$15.2K +1,141 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$238K +$983 +74 +0.4%
Osaic Holdings
16
Osaic Holdings
Arizona
$237K +$13.3K +1,000 +6%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$226K
SFI
18
SPC Financial Inc
Maryland
$223K +$49.1K +3,700 +28%
RJA
19
Raymond James & Associates
Florida
$221K +$13.3K +1,000 +6%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$202K +$6.15K +463 +3%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$180K +$179K +13,500 New
Bank of America
22
Bank of America
North Carolina
$162K +$37.7K +2,837 +31%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$159K +$1.55K +117 +1%
MFW
24
Mosaic Family Wealth
Missouri
$156K +$505 +38 +0.3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$155K +$15.2K +1,147 +11%

PFO Hedge Fund Activity: Q2 2021 in Review

39 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2021, worth a combined $12M — up 3.9% from $11.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PFO and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 16 added.

The largest buyer was Mid Atlantic Financial Management, opening a new position worth an estimated $179K. The largest seller was Oxbow Advisors, exiting entirely with an estimated $144K sold.

  • 39 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2021, down from 41 in Q1 2021.
  • Funds reported $12M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2021, up 3.9% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2021 and 5 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2021 was Mid Atlantic Financial Management, an estimated $179K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2021 was Oxbow Advisors, an estimated $144K sold.

Based on aggregated 13F filings for Q2 2021.