PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

21 hedge funds and large institutions have $9.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2015 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
6
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$1.68M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
$62K
3
FAAS
First Allied Advisory Services
California
$331K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$39K
5
Creative Planning
Creative Planning
Kansas
$49K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$0
2
CA
Cetera Advisors
Colorado
$0
3
DADC
D.A. Davidson & Co
Montana
$107K
4
UBS Group
UBS Group
Switzerland
$58K
5
WA
WFG Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.66M – – –
Morgan Stanley
2
Morgan Stanley
New York
$1.68M +$313K +25,684 +23%
Wells Fargo
3
Wells Fargo
California
$988K -$57.9K -4,758 -6%
LPL Financial
4
LPL Financial
California
$778K -$77K -6,260 -9%
CCM
5
Covington Capital Management
California
$668K -$12.2K -1,000 -2%
CHA
6
Cedar Hill Associates
Illinois
$449K – – –
FAAS
7
First Allied Advisory Services
California
$331K +$25.7K +2,134 +8%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$298K – – –
VFS
9
VSR Financial Services
Kansas
$232K +$3.6K +296 +2%
Bank of America
10
Bank of America
North Carolina
$164K -$83K -6,835 -34%
SI
11
SII Investments
Wisconsin
$145K – – –
Citigroup
12
Citigroup
New York
$128K – – –
DADC
13
D.A. Davidson & Co
Montana
$107K -$123K -10,100 -53%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$62K +$37.1K +3,000 +149%
UBS Group
15
UBS Group
Switzerland
$58K -$99.1K -8,122 -63%
Creative Planning
16
Creative Planning
Kansas
$49K +$6.88K +566 +16%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$39K +$15.2K +1,242 +64%
SF
18
Synovus Financial
Georgia
$26K – – –
AIG
19
American International Group
New York
$25K – – –
RPG
20
Risk Paradigm Group
Texas
$15.3K +$15.3K +1,260 New
FAM
21
Formidable Asset Management
Ohio
$6K – – –
GC
22
Guggenheim Capital
Illinois
– -$231K -20,040 Closed
CA
23
Cetera Advisors
Colorado
– -$155K -13,200 Closed
WA
24
WFG Advisors
Texas
– -$91K -7,884 Closed
NPC
25
National Planning Corporation
California
– -$56.7K -4,785 Closed