PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

26 hedge funds and large institutions have $8.77M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
3
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CRC
1
Curi RMB Capital
Illinois
$508K
2
WAM
2
Wolverine Asset Management
Illinois
$214K
3
VKH
3
Virtu KCG Holdings
New York
$148K
4
LPL Financial
4
LPL Financial
California
$811K
5
TC
5
TFS Capital
Pennsylvania
$122K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$259K
2
Morgan Stanley
2
Morgan Stanley
New York
$1.12M
3
VFS
3
VSR Financial Services
Kansas
$143K
4
Creative Planning
4
Creative Planning
Kansas
$0
5
ICAS
5
Investors Capital Advisory Services
Massachusetts
$227K
Name Market Value Shares Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.18M 299,557 -825 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$1.12M 104,890 -32,815 -24%
LPL Financial
3
LPL Financial
California
$811K 75,539 +12,259 +19%
CCM
4
Covington Capital Management
California
$583K 54,808 – –
CRC
5
Curi RMB Capital
Illinois
$508K 47,744 +47,744 New
CHA
6
Cedar Hill Associates
Illinois
$389K 36,600 -300 -0.8%
FAAS
7
First Allied Advisory Services
California
$304K 28,253 +790 +3%
Wells Fargo
8
Wells Fargo
California
$259K 24,376 -56,770 -70%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$227K 21,356 -3,129 -13%
WAM
10
Wolverine Asset Management
Illinois
$214K 20,138 +20,138 New
VKH
11
Virtu KCG Holdings
New York
$148K 13,892 +13,892 New
VFS
12
VSR Financial Services
Kansas
$143K 13,474 -5,595 -29%
Bank of America
13
Bank of America
North Carolina
$129K 12,118 -1,383 -10%
SI
14
SII Investments
Wisconsin
$126K 12,000 – –
TC
15
TFS Capital
Pennsylvania
$122K 11,506 +11,506 New
Citigroup
16
Citigroup
New York
$110K 10,304 – –
DADC
17
D.A. Davidson & Co
Montana
$93K 8,790 – –
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$91K 8,602 +8,602 New
UBS Group
19
UBS Group
Switzerland
$72K 6,772 +2,018 +42%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$53K 5,013 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$27K 2,525 -667 -21%
SF
22
Synovus Financial
Georgia
$22K 2,110 – –
AIG
23
American International Group
New York
$21.8K 2,054 – –
RPG
24
Risk Paradigm Group
Texas
$13.4K 1,260 – –
FAM
25
Formidable Asset Management
Ohio
$6K 535 – –
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