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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

26 hedge funds and large institutions have $8.77M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

24% more funds holding

Funds holding: 2126 (+5)

0.08% more ownership

Funds ownership: 6.59%6.68% (+0.08%)

11% less capital invested

Capital invested by funds: $9.9M → $8.77M (-$1.13M)

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
3
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.18M -$9.88K -825 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$1.11M -$393K -32,815 -24%
LPL Financial
3
LPL Financial
California
$811K +$147K +12,259 +19%
CCM
4
Covington Capital Management
California
$583K
CRC
5
Curi RMB Capital
Illinois
$508K +$572K +47,744 New
CHA
6
Cedar Hill Associates
Illinois
$389K -$3.59K -300 -0.8%
FAAS
7
First Allied Advisory Services
California
$304K +$9.46K +790 +3%
Wells Fargo
8
Wells Fargo
California
$259K -$680K -56,770 -70%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$227K -$37.5K -3,129 -13%
WAM
10
Wolverine Asset Management
Illinois
$214K +$241K +20,138 New
VKH
11
Virtu KCG Holdings
New York
$148K +$166K +13,892 New
VFS
12
VSR Financial Services
Kansas
$143K -$67K -5,595 -29%
Bank of America
13
Bank of America
North Carolina
$129K -$16.6K -1,383 -10%
SI
14
SII Investments
Wisconsin
$126K
TC
15
TFS Capital
Pennsylvania
$122K +$138K +11,506 New
Citigroup
16
Citigroup
New York
$110K
DADC
17
D.A. Davidson & Co
Montana
$93K
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$91K +$103K +8,602 New
UBS Group
19
UBS Group
Switzerland
$72K +$24.2K +2,018 +42%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$53K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$27K -$7.99K -667 -21%
SF
22
Synovus Financial
Georgia
$22K
AIG
23
American International Group
New York
$21.8K
RPG
24
Risk Paradigm Group
Texas
$13.4K
FAM
25
Formidable Asset Management
Ohio
$6K

PFO Hedge Fund Activity: Q2 2015 in Review

26 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2015, worth a combined $8.77M — down 11% from $9.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PFO positions and 1 closed out — a net gain of 5 holders — while 3 added to existing stakes and 8 trimmed.

The largest buyer was Curi RMB Capital, opening a new position worth an estimated $572K. The largest seller was Wells Fargo, cutting an estimated $680K.

  • 26 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2015, up from 21 in Q1 2015.
  • Funds reported $8.77M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2015, down 11% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2015 and 1 closed out, a net change of +5 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2015 was Curi RMB Capital, an estimated $572K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2015 was Wells Fargo, an estimated $680K sold.

Based on aggregated 13F filings for Q2 2015.