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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

47 hedge funds and large institutions have $15.3M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

40% more capital invested

Capital invested by funds: $10.9M → $15.3M (+$4.4M)

15% more funds holding

Funds holding: 4147 (+6)

3.66% more ownership

Funds ownership: 11.25%14.92% (+3.7%)

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

Holders
47
Holders Change
+6
Holders Change %
+14.63%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$1.63M +$21.1K +2,808 +1%
Morgan Stanley
2
Morgan Stanley
New York
$1.5M +$637K +84,817 +82%
DADC
3
D.A. Davidson & Co
Montana
$1.27M -$97.5K -12,986 -8%
SCM
4
Saba Capital Management
New York
$1.18M +$577K +76,841 +108%
MC
5
Matisse Capital
Oregon
$1.05M +$862K +114,831 +658%
WAM
6
Wolverine Asset Management
Illinois
$1.04M +$226K +30,070 +30%
CPRC
7
Consolidated Portfolio Review Corp
New York
$805K +$169K +22,533 +29%
SXL
8
Summit X LLC
Missouri
$724K -$7.33K -976 -1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$649K -$22.1K -2,942 -3%
AA
10
AQR Arbitrage
Connecticut
$479K +$155K +20,641 +52%
RCM
11
Rivernorth Capital Management
Florida
$402K +$379K +50,520 New
Osaic Holdings
12
Osaic Holdings
Arizona
$343K -$81.2K -10,810 -20%
LCM
13
Landscape Capital Management
New Jersey
$325K +$307K +40,872 New
NA
14
NewEdge Advisors
Louisiana
$317K +$130K +17,300 +80%
SFS
15
Sowell Financial Services
Arkansas
$311K +$293K +39,073 New
LPL Financial
16
LPL Financial
California
$286K -$74.7K -9,945 -22%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$270K
Wells Fargo
18
Wells Fargo
California
$245K -$52.5K -6,997 -19%
CSIC
19
Clifford Swan Investment Counsel
California
$235K
BW
20
Basepoint Wealth
Iowa
$215K -$55.1K -7,337 -21%
Bank of America
21
Bank of America
North Carolina
$188K -$9.99K -1,331 -5%
LSC
22
Logan Stone Capital
Illinois
$183K -$13.8K -1,835 -7%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$150K
SFI
24
SPC Financial Inc
Maryland
$144K -$3.75K -500 -3%
UBS Group
25
UBS Group
Switzerland
$137K -$7.4K -985 -5%

PFO Hedge Fund Activity: Q4 2023 in Review

47 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2023, worth a combined $15.3M — up 40% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFO positions and 3 closed out — a net gain of 6 holders — while 14 added to existing stakes and 13 trimmed.

The largest buyer was Matisse Capital, adding an estimated $862K. The largest seller was Raymond James & Associates, exiting entirely with an estimated $141K sold.

  • 47 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2023, up from 41 in Q3 2023.
  • Funds reported $15.3M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2023, up 40% quarter-over-quarter.
  • 9 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2023 and 3 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2023 was Matisse Capital, an estimated $862K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2023 was Raymond James & Associates, an estimated $141K sold.

Based on aggregated 13F filings for Q4 2023.