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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

43 hedge funds and large institutions have $8.08M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2022 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

2% more funds holding

Funds holding: 4243 (+1)

0.54% less ownership

Funds ownership: 8.79%8.25% (-0.54%)

18% less capital invested

Capital invested by funds: $9.84M → $8.08M (-$1.76M)

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$970K -$164K -18,530 -14%
SXL
2
Summit X LLC
Missouri
$699K -$107K -12,072 -14%
DADC
3
D.A. Davidson & Co
Montana
$697K +$105K +11,822 +17%
Osaic Holdings
4
Osaic Holdings
Arizona
$478K +$35.9K +4,056 +8%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$468K +$1.61K +182 +0.3%
Invesco
6
Invesco
Georgia
$318K -$2.72K -307 -0.8%
NA
7
NewEdge Advisors
Louisiana
$303K +$24.8K +2,806 +9%
VCWA
8
Vanguard Capital Wealth Advisors
Colorado
$292K
Wells Fargo
9
Wells Fargo
California
$278K +$79.6K +8,995 +39%
LPL Financial
10
LPL Financial
California
$276K -$45.4K -5,128 -14%
UBS Group
11
UBS Group
Switzerland
$263K -$85K -9,600 -24%
CSIC
12
Clifford Swan Investment Counsel
California
$254K
SFI
13
SPC Financial Inc
Maryland
$234K -$62K -7,000 -20%
LSC
14
Logan Stone Capital
Illinois
$228K +$235K +26,557 New
Bank of America
15
Bank of America
North Carolina
$207K +$26.4K +2,982 +14%
BW
16
Basepoint Wealth
Iowa
$198K +$3.85K +435 +2%
RJA
17
Raymond James & Associates
Florida
$195K +$28.2K +3,180 +16%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$192K -$73.6K -8,310 -27%
PJSIMP
19
P.J. Schmidt Investment Management (PJS)
Wisconsin
$172K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$146K
FFWM
21
Future Financial Wealth Management
Ohio
$140K +$25.1K +2,838 +21%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$123K -$48.6K -5,495 -28%
WAM
23
Wolverine Asset Management
Illinois
$122K +$126K +14,178 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$116K +$15.1K +1,701 +14%
Mariner
25
Mariner
Kansas
$105K

PFO Hedge Fund Activity: Q4 2022 in Review

43 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2022, worth a combined $8.08M — down 18% from $9.84M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFO positions and 5 closed out — a net gain of 3 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Logan Stone Capital, opening a new position worth an estimated $235K. The largest seller was Truist Financial, exiting entirely with an estimated $426K sold.

  • 43 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2022, up from 42 in Q3 2022.
  • Funds reported $8.08M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2022, down 18% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2022 and 5 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2022 was Logan Stone Capital, an estimated $235K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2022 was Truist Financial, an estimated $426K sold.

Based on aggregated 13F filings for Q4 2022.