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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

24 hedge funds and large institutions have $12.3M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $10.4M → $12.3M (+$1.94M)

0.45% more ownership

Funds ownership: 8.38%8.83% (+0.45%)

8% less funds holding

Funds holding: 2624 (-2)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.79M -$20.7K -1,930 -0.6%
SIA
2
Sit Investment Associates
Minnesota
$2.26M +$63.4K +5,900 +3%
Wells Fargo
3
Wells Fargo
California
$1.26M +$957K +89,075 +409%
Morgan Stanley
4
Morgan Stanley
New York
$1.07M +$166K +15,496 +20%
CCM
5
Covington Capital Management
California
$706K
LPL Financial
6
LPL Financial
California
$698K +$125K +11,631 +23%
CHA
7
Cedar Hill Associates
Illinois
$661K -$126K -11,700 -17%
GC
8
Guggenheim Capital
Illinois
$371K -$125K -11,611 -26%
ICAS
9
Investors Capital Advisory Services
Massachusetts
$251K
VFS
10
VSR Financial Services
Kansas
$246K -$4.29K -399 -2%
U
11
UBS
Switzerland
$225K +$30.3K +2,820 +17%
SI
12
SII Investments
Wisconsin
$164K -$44.2K -4,115 -21%
DADC
13
D.A. Davidson & Co
Montana
$163K +$10.7K +1,000 +7%
Citigroup
14
Citigroup
New York
$116K +$1.76K +164 +2%
WA
15
WFG Advisors
Texas
$89K
Bank of America
16
Bank of America
North Carolina
$74K -$677 -63 -0.9%
LWM
17
Lenox Wealth Management
Ohio
$37K +$20.9K +1,950 New
Creative Planning
18
Creative Planning
Kansas
$35K -$73.9K -6,880 -69%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$33K
SF
20
Synovus Financial
Georgia
$24K
AIG
21
American International Group
New York
$23.3K -$10.7K -1,000 -33%
EWM
22
Elite Wealth Management
Washington
$23K
FAM
23
Formidable Asset Management
Ohio
$6K
WAM
24
Wolverine Asset Management
Illinois
-$194K -19,338 Closed
PRCM
25
Pine River Capital Management
Minnesota
-$103K -10,282 Closed

PFO Hedge Fund Activity: Q1 2014 in Review

24 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q1 2014, worth a combined $12.3M — up 19% from $10.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PFO and 1 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 7 added.

The largest buyer was Wells Fargo, adding an estimated $957K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $194K sold.

  • 24 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q1 2014, down from 26 in Q4 2013.
  • Funds reported $12.3M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q1 2014, up 19% quarter-over-quarter.
  • 1 fund opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q1 2014 and 3 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q1 2014 was Wells Fargo, an estimated $957K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q1 2014 was Wolverine Asset Management, an estimated $194K sold.

Based on aggregated 13F filings for Q1 2014.