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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

37 hedge funds and large institutions have $11.1M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

16% more capital invested

Capital invested by funds: $9.6M → $11.1M (+$1.53M)

3% more funds holding

Funds holding: 3637 (+1)

0.74% more ownership

Funds ownership: 6.81%7.56% (+0.74%)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.92M +$190K +16,550 +7%
SXL
2
Summit X LLC
Missouri
$1.24M -$107K -9,266 -8%
PAG
3
Private Advisor Group
New Jersey
$644K +$632K +54,996 New
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$537K
CCM
5
Covington Capital Management
California
$462K +$8.05K +700 +2%
DADC
6
D.A. Davidson & Co
Montana
$447K +$13.8K +1,201 +3%
Wells Fargo
7
Wells Fargo
California
$440K +$11.5K +999 +3%
FAAS
8
First Allied Advisory Services
California
$414K +$57 +5 +0%
US Bancorp
9
US Bancorp
Minnesota
$380K +$9.41K +818 +3%
LPL Financial
10
LPL Financial
California
$362K -$33K -2,874 -9%
MFW
11
Mosaic Family Wealth
Missouri
$341K +$69.3K +6,027 +26%
HKAM
12
Horizon Kinetics Asset Management
New York
$232K
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$219K -$19.4K -1,687 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$212K +$1.61K +140 +0.8%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$198K
TPWA
16
TRUE Private Wealth Advisors
Oregon
$197K +$194K +16,852 New
CAN
17
Cetera Advisor Networks
California
$196K -$56.3K -4,896 -23%
LF
18
Lee Financial
Texas
$156K
CSIC
19
Clifford Swan Investment Counsel
California
$146K
RJA
20
Raymond James & Associates
Florida
$146K +$11.5K +1,000 +9%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$145K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$136K +$134K +11,627 New
OA
23
Oxbow Advisors
Texas
$133K -$4.19K -364 -3%
Stifel Financial
24
Stifel Financial
Missouri
$133K
Citigroup
25
Citigroup
New York
$97K

PFO Hedge Fund Activity: Q2 2019 in Review

37 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2019, worth a combined $11.1M — up 16% from $9.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFO positions and 3 closed out — a net gain of 1 holder — while 13 added to existing stakes and 6 trimmed.

The largest buyer was Private Advisor Group, opening a new position worth an estimated $632K. The largest seller was Summit X LLC, cutting an estimated $107K.

  • 37 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2019, up from 36 in Q1 2019.
  • Funds reported $11.1M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2019, up 16% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2019 and 3 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2019 was Private Advisor Group, an estimated $632K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2019 was Summit X LLC, an estimated $107K sold.

Based on aggregated 13F filings for Q2 2019.