PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

24 hedge funds and large institutions have $9.96M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-3
Holders Change %
-11.11%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
$296K
2
Wells Fargo
Wells Fargo
California
$992K
3
CA
Cetera Advisors
Colorado
$155K
4
Morgan Stanley
Morgan Stanley
New York
$1.29M
5
NPC
National Planning Corporation
California
$56.7K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
$3.47M
3
WAM
Wolverine Asset Management
Illinois
$0
4
CHA
Cedar Hill Associates
Illinois
$426K
5
GC
Guggenheim Capital
Illinois
$231K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.47M -$365K -31,566 -10%
Morgan Stanley
2
Morgan Stanley
New York
$1.29M +$126K +10,866 +11%
Wells Fargo
3
Wells Fargo
California
$992K +$209K +18,108 +27%
LPL Financial
4
LPL Financial
California
$803K +$15.8K +1,371 +2%
CCM
5
Covington Capital Management
California
$645K -$46.2K -4,000 -7%
CHA
6
Cedar Hill Associates
Illinois
$426K -$111K -9,600 -21%
FAAS
7
First Allied Advisory Services
California
$296K +$296K +25,329 New
ICAS
8
Investors Capital Advisory Services
Massachusetts
$282K +$13.3K +1,153 +5%
Bank of America
9
Bank of America
North Carolina
$235K -$48.6K -4,206 -17%
GC
10
Guggenheim Capital
Illinois
$231K -$66.4K -5,760 -22%
DADC
11
D.A. Davidson & Co
Montana
$218K – – –
VFS
12
VSR Financial Services
Kansas
$217K -$15.3K -1,325 -7%
CA
13
Cetera Advisors
Colorado
$155K +$155K +13,200 New
UBS Group
14
UBS Group
Switzerland
$149K +$149K +12,876 New
SI
15
SII Investments
Wisconsin
$141K – – –
Citigroup
16
Citigroup
New York
$119K – – –
WA
17
WFG Advisors
Texas
$91K – – –
NPC
18
National Planning Corporation
California
$56.7K +$56.7K +4,785 New
Creative Planning
19
Creative Planning
Kansas
$40K +$17.3K +1,500 +76%
SF
20
Synovus Financial
Georgia
$24K – – –
AIG
21
American International Group
New York
$23.7K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$23K – – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$23K – – –
FAM
24
Formidable Asset Management
Ohio
$6K – – –
SIA
25
Sit Investment Associates
Minnesota
– -$445K -40,956 Closed
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