PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

38 hedge funds and large institutions have $9.68M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
+$471K
2
SFI
SPC Financial Inc
Maryland
+$126K
3
PAG
Private Advisor Group
New Jersey
+$71.4K
4
US Bancorp
US Bancorp
Minnesota
+$51.3K
5
Osaic Holdings
Osaic Holdings
Arizona
+$47.2K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$135K
2
Wells Fargo
Wells Fargo
California
-$38.1K
3
LPL Financial
LPL Financial
California
-$28.4K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$28.3K
5
CAN
Cetera Advisor Networks
California
-$20K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.68M -$135K -11,304 -7%
PAG
2
Private Advisor Group
New Jersey
$1.12M +$71.4K +5,999 +7%
UBS Group
3
UBS Group
Switzerland
$840K -$16.7K -1,400 -2%
FAAS
4
First Allied Advisory Services
California
$471K +$471K +39,609 New
DADC
5
D.A. Davidson & Co
Montana
$451K +$369 +31 +0.1%
CCM
6
Covington Capital Management
California
$433K – – –
LPL Financial
7
LPL Financial
California
$422K -$28.4K -2,383 -6%
Fifth Third Bancorp
8
Fifth Third Bancorp
Ohio
$412K -$14.1K -1,186 -3%
US Bancorp
9
US Bancorp
Minnesota
$400K +$51.3K +4,320 +15%
Wells Fargo
10
Wells Fargo
California
$361K -$38.1K -3,194 -10%
NFSG
11
Newbridge Financial Services Group
Florida
$250K +$250K +21,036 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$217K -$28.3K -2,385 -12%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$202K – – –
RJA
14
Raymond James & Associates
Florida
$195K – – –
MFW
15
Mosaic Family Wealth
Missouri
$186K +$8.99K +756 +5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$171K – – –
LF
17
Lee Financial
Texas
$158K – – –
QWM
18
Quaker Wealth Management
New Jersey
$156K +$2.65K +222 +2%
Osaic Holdings
19
Osaic Holdings
Arizona
$152K +$47.2K +3,930 +45%
CSIC
20
Clifford Swan Investment Counsel
California
$149K – – –
RJFSA
21
Raymond James Financial Services Advisors
Florida
$138K -$155 -13 -0.1%
OA
22
Oxbow Advisors
Texas
$130K -$5.12K -430 -4%
SAG
23
Spotlight Asset Group
Illinois
$127K – – –
SFI
24
SPC Financial Inc
Maryland
$126K +$126K +10,600 New
PCM
25
Poehling Capital Management
Wisconsin
$119K – – –
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