PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

31 hedge funds and large institutions have $12.4M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
+$233K
2
Morgan Stanley
Morgan Stanley
New York
+$119K
3
DADC
D.A. Davidson & Co
Montana
+$89.5K
4
Wells Fargo
Wells Fargo
California
+$72.1K
5
PAG
Private Advisor Group
New Jersey
+$49K

Top Sellers

1
LPL Financial
LPL Financial
California
-$1M
2
AIA
Allegis Investment Advisors
Idaho
-$201K
3
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$169K
4
LF
Lee Financial
Texas
-$158K
5
GC
Guggenheim Capital
Illinois
-$68.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
SXL
1
Summit X LLC
Missouri
$2.24M +$2.24M +178,809 New
Fifth Third Bancorp
2
Fifth Third Bancorp
Ohio
$1.92M -$169K -13,445 -8%
Morgan Stanley
3
Morgan Stanley
New York
$1.9M +$119K +9,520 +7%
CHA
4
Cedar Hill Associates
Illinois
$792K -$50.2K -4,000 -6%
CCM
5
Covington Capital Management
California
$699K +$12.5K +1,000 +2%
GC
6
Guggenheim Capital
Illinois
$602K -$68.6K -5,489 -10%
Invesco
7
Invesco
Georgia
$385K -$578 -46 -0.1%
Wells Fargo
8
Wells Fargo
California
$385K +$72.1K +5,741 +23%
PI
9
Parkside Investments
Illinois
$373K -$56.5K -4,500 -13%
US Bancorp
10
US Bancorp
Minnesota
$370K +$18.3K +1,457 +5%
LPL Financial
11
LPL Financial
California
$336K -$1M -79,795 -75%
PAG
12
Private Advisor Group
New Jersey
$335K +$49K +3,874 +17%
FAAS
13
First Allied Advisory Services
California
$233K +$233K +18,542 New
DADC
14
D.A. Davidson & Co
Montana
$218K +$89.5K +7,130 +70%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$183K -$26.2K -2,083 -13%
MFW
16
Mosaic Family Wealth
Missouri
$173K +$9.06K +723 +6%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$164K – – –
CA
18
Cetera Advisors
Colorado
$160K – – –
CSIC
19
Clifford Swan Investment Counsel
California
$157K – – –
HK
20
Horizon Kinetics
New York
$153K -$1.38K -110 -0.9%
SI
21
SII Investments
Wisconsin
$135K – – –
Citigroup
22
Citigroup
New York
$104K – – –
Bank of America
23
Bank of America
North Carolina
$91K -$12.7K -1,011 -12%
UBS Group
24
UBS Group
Switzerland
$67K +$17.4K +1,387 +35%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$45K – – –
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