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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

31 hedge funds and large institutions have $12.4M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $10.8M → $12.4M (+$1.61M)

0.74% more ownership

Funds ownership: 7.18%7.92% (+0.74%)

3% less funds holding

Funds holding: 3231 (-1)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.24M +$2.2M +178,809 New
Fifth Third Bancorp
2
Fifth Third Bancorp
Ohio
$1.92M -$166K -13,445 -8%
Morgan Stanley
3
Morgan Stanley
New York
$1.9M +$117K +9,520 +7%
CHA
4
Cedar Hill Associates
Illinois
$792K -$49.3K -4,000 -6%
CCM
5
Covington Capital Management
California
$699K +$12.3K +1,000 +2%
GC
6
Guggenheim Capital
Illinois
$602K -$67.6K -5,489 -10%
Invesco
7
Invesco
Georgia
$385K -$567 -46 -0.1%
Wells Fargo
8
Wells Fargo
California
$385K +$70.7K +5,741 +23%
PI
9
Parkside Investments
Illinois
$373K -$55.4K -4,500 -13%
US Bancorp
10
US Bancorp
Minnesota
$370K +$18K +1,457 +5%
LPL Financial
11
LPL Financial
California
$336K -$983K -79,795 -75%
PAG
12
Private Advisor Group
New Jersey
$335K +$47.7K +3,874 +17%
FAAS
13
First Allied Advisory Services
California
$233K +$228K +18,542 New
DADC
14
D.A. Davidson & Co
Montana
$218K +$87.8K +7,130 +70%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$183K -$25.7K -2,083 -13%
MFW
16
Mosaic Family Wealth
Missouri
$173K +$8.91K +723 +6%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$164K
CA
18
Cetera Advisors
Colorado
$160K
CSIC
19
Clifford Swan Investment Counsel
California
$157K
HK
20
Horizon Kinetics
New York
$153K -$1.35K -110 -0.9%
SI
21
SII Investments
Wisconsin
$135K
Citigroup
22
Citigroup
New York
$104K
Bank of America
23
Bank of America
North Carolina
$91K -$12.5K -1,011 -12%
UBS Group
24
UBS Group
Switzerland
$67K +$17.1K +1,387 +35%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$45K

PFO Hedge Fund Activity: Q2 2017 in Review

31 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q2 2017, worth a combined $12.4M — up 15% from $10.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PFO and 2 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 8 added.

The largest buyer was First Allied Advisory Services, opening a new position worth an estimated $228K. The largest seller was LPL Financial, cutting an estimated $983K.

  • 31 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q2 2017, down from 32 in Q1 2017.
  • Funds reported $12.4M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q2 2017, up 15% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q2 2017 and 3 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q2 2017 was First Allied Advisory Services, an estimated $228K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q2 2017 was LPL Financial, an estimated $983K sold.

Based on aggregated 13F filings for Q2 2017.