Guggenheim Capital’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Guggenheim Capital’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$232K	Buy	25,611 +1,069	+4%	+$10.1K	﹤0.01%	1477
2025 Q4	$232K	Buy	+24,542	New	+$235K	﹤0.01%	1636
2018 Q2	–	Sell	-16,119	Closed	-$175K	–	2540
2018 Q1	$175K	Sell	16,119 -28,641	-64%	-$319K	﹤0.01%	2632
2017 Q4	$529K	Sell	44,760 -1,914	-4%	-$23.1K	﹤0.01%	2341
2017 Q3	$570K	Sell	46,674 -1,484	-3%	-$18.2K	﹤0.01%	2344
2017 Q2	$602K	Sell	48,158 -5,489	-10%	-$67.6K	﹤0.01%	2345
2017 Q1	$637K	Buy	53,647 +9,393	+21%	+$110K	﹤0.01%	2294
2016 Q4	$492K	Sell	44,254 -6,893	-13%	-$75.8K	﹤0.01%	2429
2016 Q3	$590K	Sell	51,147 -9,155	-15%	-$112K	﹤0.01%	2323
2016 Q2	$754K	Sell	60,302 -2,297	-4%	-$27.6K	﹤0.01%	2213
2016 Q1	$738K	Buy	62,599 +8,518	+16%	+$93.7K	﹤0.01%	2215
2015 Q4	$577K	Buy	54,081 +26,977	+100%	+$288K	﹤0.01%	2372
2015 Q3	$278K	Buy	+27,104	New	+$283K	﹤0.01%	2624
2015 Q1	–	Sell	-20,040	Closed	-$231K	–	3071
2014 Q4	$231K	Sell	20,040 -5,760	-22%	-$65.8K	﹤0.01%	2755
2014 Q3	$279K	Sell	25,800 -2,164	-8%	-$24.1K	﹤0.01%	2746
2014 Q2	$325K	Sell	27,964 -4,754	-15%	-$55.2K	﹤0.01%	2742
2014 Q1	$371K	Sell	32,718 -11,611	-26%	-$125K	﹤0.01%	2680
2013 Q4	$447K	Sell	44,329 -4,414	-9%	-$44.6K	﹤0.01%	2587
2013 Q3	$498K	Sell	48,743 -20,494	-30%	-$212K	﹤0.01%	2446
2013 Q2	$760K	Buy	+69,237	New	+$832K	﹤0.01%	2208

Other funds holding PFO

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CBU

CIBC Bancorp USA Chicago, Illinois $74.4B AUM

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $98.3M AUM

Guggenheim Capital's PFO Position: Q1 2026 in Review

Guggenheim Capital increased its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) stake by 4.4% in Q1 2026, buying an estimated $10.1K and bringing the position to 25,611 shares worth $232K. The position accounts for ﹤0.01% of the portfolio, ranked #1477.

Guggenheim Capital first reported a position in PFO in Q2 2013 and has held it in 20 quarters since. The position peaked at $760K in Q2 2013. 52 funds tracked by Wall St. Rank hold PFO as of Q1 2026.

Guggenheim Capital held 25,611 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $232K as of Q1 2026.
Guggenheim Capital bought 1,069 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q1 2026, an estimated $10.1K.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up ﹤0.01% of Guggenheim Capital's portfolio in Q1 2026, its #1477 holding.
Guggenheim Capital first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2013 and has held it in 20 quarters since.
Guggenheim Capital's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $760K in Q2 2013.
52 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.