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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

35 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

9% more funds holding

Funds holding: 3235 (+3)

0.05% less ownership

Funds ownership: 8.04%7.99% (-0.05%)

2% less capital invested

Capital invested by funds: $12.1M → $12M (-$196K)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SXL
1
Summit X LLC
Missouri
$2.08M -$51.3K -4,250 -2%
Morgan Stanley
2
Morgan Stanley
New York
$1.72M +$1.8K +149 +0.1%
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$1.71M -$35.3K -2,926 -2%
CCM
4
Covington Capital Management
California
$575K -$24.1K -2,000 -4%
US Bancorp
5
US Bancorp
Minnesota
$541K +$165K +13,674 +43%
GC
6
Guggenheim Capital
Illinois
$529K -$23.1K -1,914 -4%
LCM
7
Laurion Capital Management
New York
$487K +$498K +41,254 New
CAN
8
Cetera Advisor Networks
California
$405K +$141K +11,696 +52%
Wells Fargo
9
Wells Fargo
California
$357K -$10.3K -851 -3%
Invesco
10
Invesco
Georgia
$344K -$3.22K -267 -0.9%
PI
11
Parkside Investments
Illinois
$273K -$13.3K -1,100 -5%
DADC
12
D.A. Davidson & Co
Montana
$260K +$18.8K +1,560 +8%
FAAS
13
First Allied Advisory Services
California
$217K -$2.25K -187 -1%
LPL Financial
14
LPL Financial
California
$215K -$50.5K -4,186 -19%
AGM
15
Alpine Global Management
New York
$178K +$182K +15,105 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$172K -$93K -7,708 -35%
MFW
17
Mosaic Family Wealth
Missouri
$165K +$772 +64 +0.5%
LF
18
Lee Financial
Texas
$157K
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$154K
CA
20
Cetera Advisors
Colorado
$151K
CSIC
21
Clifford Swan Investment Counsel
California
$148K
HK
22
Horizon Kinetics
New York
$144K
Stifel Financial
23
Stifel Financial
Missouri
$141K +$145K +12,000 New
WAM
24
Wolverine Asset Management
Illinois
$137K +$140K +11,603 New
PAG
25
Private Advisor Group
New Jersey
$134K -$219K -18,180 -61%

PFO Hedge Fund Activity: Q4 2017 in Review

35 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2017, worth a combined $12M — down 1.6% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFO positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 13 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $498K. The largest seller was Cedar Hill Associates, exiting entirely with an estimated $736K sold.

  • 35 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2017, up from 32 in Q3 2017.
  • Funds reported $12M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2017, down 1.6% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2017 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2017 was Laurion Capital Management, an estimated $498K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2017 was Cedar Hill Associates, an estimated $736K sold.

Based on aggregated 13F filings for Q4 2017.