PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

34 hedge funds and large institutions have $11M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-3
Holders Change %
-8.11%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
10
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$76.8K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$49K
3
Bank of America
Bank of America
North Carolina
+$27.5K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$25.9K
5
AG
Advisor Group
Arizona
+$25.8K

Top Sellers

1
HKAM
Horizon Kinetics Asset Management
New York
-$232K
2
CAN
Cetera Advisor Networks
California
-$196K
3
MFW
Mosaic Family Wealth
Missouri
-$177K
4
SXL
Summit X LLC
Missouri
-$72.5K
5
FHA
Flagship Harbor Advisors
Massachusetts
-$50K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.13M +$76.8K +6,282 +3%
SXL
2
Summit X LLC
Missouri
$1.22M -$72.5K -5,915 -6%
PAG
3
Private Advisor Group
New Jersey
$685K +$12.5K +1,020 +2%
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$515K -$45.3K -3,705 -8%
DADC
5
D.A. Davidson & Co
Montana
$469K +$1.68K +137 +0.4%
CCM
6
Covington Capital Management
California
$457K -$24.4K -2,000 -5%
Wells Fargo
7
Wells Fargo
California
$451K -$7.63K -625 -2%
US Bancorp
8
US Bancorp
Minnesota
$417K +$20.1K +1,648 +5%
FAAS
9
First Allied Advisory Services
California
$405K -$24.2K -1,995 -6%
LPL Financial
10
LPL Financial
California
$379K +$1.56K +128 +0.4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$247K +$25.9K +2,124 +12%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$214K -$15.1K -1,231 -7%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$208K – – –
TPWA
14
TRUE Private Wealth Advisors
Oregon
$206K – – –
MFW
15
Mosaic Family Wealth
Missouri
$179K -$177K -14,503 -50%
RJA
16
Raymond James & Associates
Florida
$177K +$24.5K +2,000 +16%
LF
17
Lee Financial
Texas
$163K – – –
CSIC
18
Clifford Swan Investment Counsel
California
$153K – – –
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$151K – – –
Stifel Financial
20
Stifel Financial
Missouri
$139K – – –
OA
21
Oxbow Advisors
Texas
$139K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$138K +$49K +4,000 +55%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$127K -$15.2K -1,246 -11%
Citigroup
24
Citigroup
New York
$102K – – –
AG
25
Advisor Group
Arizona
$90K +$25.8K +2,110 +40%
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