Horizon Kinetics Asset Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Horizon Kinetics Asset Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-19,786	Closed	-$232K	–	491
2019 Q2	$232K	Hold	19,786	–	–	0.01%	449
2019 Q1	$222K	Buy	+19,786	New	+$224K	0.01%	448

Other funds holding PFO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Horizon Kinetics Asset Management's PFO Position: Q3 2019 in Review

Horizon Kinetics Asset Management sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q3 2019, closing a stake of 19,786 shares — an estimated $232K sold.

Horizon Kinetics Asset Management first reported a position in PFO in Q1 2019 and held it in 2 quarters. The position peaked at $232K in Q2 2019. 34 funds tracked by Wall St. Rank hold PFO as of Q3 2019.

Horizon Kinetics Asset Management reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q3 2019 after selling out during the quarter.
Horizon Kinetics Asset Management sold 19,786 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q3 2019, an estimated $232K.
Horizon Kinetics Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q1 2019 and held it in 2 quarters.
Horizon Kinetics Asset Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $232K in Q2 2019.
34 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2019.

Based on Horizon Kinetics Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.