First Allied Advisory Services’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

First Allied Advisory Services’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$471K	Buy	+39,609	New	+$470K	0.02%	730
2020 Q2	–	Sell	-39,824	Closed	-$394K	–	1171
2020 Q1	$394K	Buy	39,824 +4,468	+13%	+$52.2K	0.02%	671
2019 Q4	$433K	Buy	35,356 +2,005	+6%	+$24.4K	0.01%	769
2019 Q3	$405K	Sell	33,351 -1,995	-6%	-$24.2K	0.01%	759
2019 Q2	$414K	Buy	35,346 +5	+0%	+$57	0.01%	744
2019 Q1	$395K	Buy	35,341 +5	+0%	+$57	0.01%	750
2018 Q4	$375K	Buy	35,336 +11,245	+47%	+$125K	0.01%	699
2018 Q3	$282K	Buy	24,091 +6,155	+34%	+$71.2K	0.01%	935
2018 Q2	$194K	Hold	17,936	–	–	0.01%	1060
2018 Q1	$195K	Sell	17,936 -419	-2%	-$4.67K	0.01%	1061
2017 Q4	$217K	Sell	18,355 -187	-1%	-$2.25K	0.01%	1014
2017 Q3	$224K	Hold	18,542	–	–	0.01%	961
2017 Q2	$233K	Buy	+18,542	New	+$228K	0.01%	960
2017 Q1	–	Sell	-20,187	Closed	-$224K	–	1148
2016 Q4	$224K	Buy	20,187 +3,014	+18%	+$33.1K	0.01%	944
2016 Q3	$197K	Sell	17,173 -2,075	-11%	-$25.5K	0.01%	946
2016 Q2	$242K	Sell	19,248 -123	-0.6%	-$1.48K	0.01%	845
2016 Q1	$228K	Sell	19,371 -6,804	-26%	-$74.8K	0.01%	853
2015 Q4	$281K	Sell	26,175 -2,355	-8%	-$25.2K	0.01%	809
2015 Q3	$293K	Buy	28,530 +277	+1%	+$2.89K	0.02%	743
2015 Q2	$304K	Buy	28,253 +790	+3%	+$9.46K	0.01%	823
2015 Q1	$331K	Buy	27,463 +2,134	+8%	+$26K	0.02%	733
2014 Q4	$296K	Buy	+25,329	New	+$289K	0.02%	761

Other funds holding PFO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NFSG

Newbridge Financial Services Group Boca Raton, Florida $608M AUM 31.28% 1-Year Est. Return

First Allied Advisory Services's PFO Position: Q3 2020 in Review

First Allied Advisory Services opened a new position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q3 2020: 39,609 shares worth $471K. The stake represents 0.02% of the portfolio and ranks #730 among its holdings. This is a return to the name: First Allied Advisory Services previously reported a position in PFO as recently as Q1 2020.

First Allied Advisory Services first reported a position in PFO in Q4 2014 and has held it in 22 quarters since. 38 funds tracked by Wall St. Rank hold PFO as of Q3 2020.

First Allied Advisory Services held 39,609 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $471K as of Q3 2020.
Flaherty & Crumrine Preferred and Income Opportunity Fund was a new First Allied Advisory Services position in Q3 2020.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #730 holding.
First Allied Advisory Services first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q4 2014 and has held it in 22 quarters since.
38 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.