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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

37 hedge funds and large institutions have $11.2M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

9% more funds holding

Funds holding: 3437 (+3)

2% more capital invested

Capital invested by funds: $11M → $11.2M (+$271K)

0.13% more ownership

Funds ownership: 7.13%7.26% (+0.13%)

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.22M -$923K -75,777 -30%
SXL
2
Summit X LLC
Missouri
$1.21M -$20K -1,641 -2%
UBS Group
3
UBS Group
Switzerland
$860K +$784K +64,408 +1,195%
PAG
4
Private Advisor Group
New Jersey
$706K +$15.7K +1,288 +2%
Fifth Third Bancorp
5
Fifth Third Bancorp
Ohio
$519K
Wells Fargo
6
Wells Fargo
California
$497K +$41.7K +3,422 +9%
DADC
7
D.A. Davidson & Co
Montana
$491K +$18.6K +1,527 +4%
CCM
8
Covington Capital Management
California
$461K
FAAS
9
First Allied Advisory Services
California
$433K +$24.4K +2,005 +6%
US Bancorp
10
US Bancorp
Minnesota
$413K -$7K -575 -2%
LPL Financial
11
LPL Financial
California
$370K -$11.6K -951 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$251K +$1.66K +136 +0.7%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$208K
TPWA
14
TRUE Private Wealth Advisors
Oregon
$207K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$202K -$12.6K -1,033 -6%
MFW
16
Mosaic Family Wealth
Missouri
$181K +$816 +67 +0.5%
RJA
17
Raymond James & Associates
Florida
$178K
LF
18
Lee Financial
Texas
$164K
CSIC
19
Clifford Swan Investment Counsel
California
$154K
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$153K
QWM
21
Quaker Wealth Management
New Jersey
$153K +$151K +12,411 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$151K +$12.2K +1,000 +9%
Stifel Financial
23
Stifel Financial
Missouri
$143K
OA
24
Oxbow Advisors
Texas
$140K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$129K +$1.51K +124 +1%

PFO Hedge Fund Activity: Q4 2019 in Review

37 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2019, worth a combined $11.2M — up 2.5% from $11M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFO positions and 2 closed out — a net gain of 3 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was UBS Group, adding an estimated $784K. The largest seller was Morgan Stanley, cutting an estimated $923K.

  • 37 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2019, up from 34 in Q3 2019.
  • Funds reported $11.2M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2019, up 2.5% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2019 and 2 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2019 was UBS Group, an estimated $784K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2019 was Morgan Stanley, an estimated $923K sold.

Based on aggregated 13F filings for Q4 2019.