Joseph P. Lucia & Associates’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Joseph P. Lucia & Associates’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-6,000	Closed	-$73K	–	473
2019 Q3	$73K	Hold	6,000	–	–	0.08%	146
2019 Q2	$70K	Buy	+6,000	New	+$69K	0.07%	145

Other funds holding PFO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SXL

Summit X LLC Chesterfield, Missouri $536M AUM 15.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Joseph P. Lucia & Associates's PFO Position: Q4 2019 in Review

Joseph P. Lucia & Associates sold out of Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) in Q4 2019, closing a stake of 6,000 shares — an estimated $73K sold.

Joseph P. Lucia & Associates first reported a position in PFO in Q2 2019 and held it in 2 quarters. The position peaked at $73K in Q3 2019. 37 funds tracked by Wall St. Rank hold PFO as of Q4 2019.

Joseph P. Lucia & Associates reported no remaining Flaherty & Crumrine Preferred and Income Opportunity Fund position as of Q4 2019 after selling out during the quarter.
Joseph P. Lucia & Associates sold 6,000 Flaherty & Crumrine Preferred and Income Opportunity Fund shares in Q4 2019, an estimated $73K.
Joseph P. Lucia & Associates first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2019 and held it in 2 quarters.
Joseph P. Lucia & Associates's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $73K in Q3 2019.
37 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q4 2019.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.