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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

41 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

13% more capital invested

Capital invested by funds: $10.7M → $12M (+$1.36M)

3% more funds holding

Funds holding: 4041 (+1)

0.64% more ownership

Funds ownership: 6.76%7.39% (+0.64%)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.04M -$4.78K -378 -0.2%
SXL
2
Summit X LLC
Missouri
$1.05M -$38.9K -3,073 -4%
UBS Group
3
UBS Group
Switzerland
$814K -$30.8K -2,432 -4%
Osaic Holdings
4
Osaic Holdings
Arizona
$715K +$371K +29,316 +109%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$596K +$76.9K +6,080 +15%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$549K +$11.2K +882 +2%
DADC
7
D.A. Davidson & Co
Montana
$481K +$6.34K +501 +1%
LPL Financial
8
LPL Financial
California
$471K +$34K +2,684 +8%
CCM
9
Covington Capital Management
California
$404K -$44.3K -3,499 -10%
VCWA
10
Vanguard Capital Wealth Advisors
Colorado
$382K
CSIC
11
Clifford Swan Investment Counsel
California
$376K +$75.9K +6,000 +26%
SFI
12
SPC Financial Inc
Maryland
$372K +$105K +8,300 +40%
Wells Fargo
13
Wells Fargo
California
$367K -$3.02K -239 -0.8%
Bank of America
14
Bank of America
North Carolina
$353K +$197K +15,596 +129%
NA
15
NewEdge Advisors
Louisiana
$319K +$317K +25,062 New
BW
16
Basepoint Wealth
Iowa
$272K +$270K +21,325 New
RJA
17
Raymond James & Associates
Florida
$265K +$44K +3,479 +20%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$243K +$27K +2,137 +13%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$225K -$78.8K -6,231 -26%
PAG
20
Private Advisor Group
New Jersey
$191K +$42K +3,318 +28%
QWM
21
Quaker Wealth Management
New Jersey
$182K +$180K +14,239 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$156K +$1.76K +139 +1%
MFW
23
Mosaic Family Wealth
Missouri
$150K +$506 +40 +0.3%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$149K +$481 +38 +0.3%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$140K

PFO Hedge Fund Activity: Q4 2021 in Review

41 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2021, worth a combined $12M — up 13% from $10.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFO positions and 5 closed out — a net gain of 2 holders — while 16 added to existing stakes and 8 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $371K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $187K sold.

  • 41 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2021, up from 40 in Q3 2021.
  • Funds reported $12M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2021 and 5 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $371K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2021 was Wolverine Asset Management, an estimated $187K sold.

Based on aggregated 13F filings for Q4 2021.