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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

27 hedge funds and large institutions have $9.85M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2727 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

0.97% less ownership

Funds ownership: 8.34%7.37% (-0.97%)

17% less capital invested

Capital invested by funds: $11.9M → $9.85M (-$2.05M)

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
27
Holders Change
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
3
Reduced
11
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.61M -$10.9K -981 -0.3%
Morgan Stanley
2
Morgan Stanley
New York
$1.1M -$140K -12,609 -11%
LPL Financial
3
LPL Financial
California
$744K -$15.7K -1,409 -2%
Wells Fargo
4
Wells Fargo
California
$737K -$838K -75,237 -53%
CCM
5
Covington Capital Management
California
$650K -$27.8K -2,500 -4%
CHA
6
Cedar Hill Associates
Illinois
$505K -$95.8K -8,600 -16%
SIA
7
Sit Investment Associates
Minnesota
$445K -$294K -26,424 -39%
GC
8
Guggenheim Capital
Illinois
$279K -$24.1K -2,164 -8%
Bank of America
9
Bank of America
North Carolina
$267K +$83.6K +7,503 +44%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$253K
VFS
11
VSR Financial Services
Kansas
$218K -$2.76K -248 -1%
DADC
12
D.A. Davidson & Co
Montana
$205K +$50.1K +4,500 +31%
WAM
13
Wolverine Asset Management
Illinois
$191K +$197K +17,646 New
SI
14
SII Investments
Wisconsin
$128K
Citigroup
15
Citigroup
New York
$112K
U
16
UBS
Switzerland
$108K -$171K -15,354 -61%
WA
17
WFG Advisors
Texas
$86K
MAS
18
Madden Advisory Services
Florida
$66K
SF
19
Synovus Financial
Georgia
$23K
AIG
20
American International Group
New York
$22.3K
EWM
21
Elite Wealth Management
Washington
$22K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$22K +$145 +13 +0.7%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$21K -$11.1K -1,000 -34%
Creative Planning
24
Creative Planning
Kansas
$21K
FCCM
25
First City Capital Management
Georgia
$6.99K

PFO Hedge Fund Activity: Q3 2014 in Review

27 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q3 2014, worth a combined $9.85M — down 17% from $11.9M a quarter earlier.

Fund positioning in PFO was balanced in Q3 2014: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 11 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $197K. The largest seller was Wells Fargo, cutting an estimated $838K.

  • 27 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $9.85M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q3 2014, down 17% quarter-over-quarter.
  • 1 fund opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q3 2014 and 1 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q3 2014 was Wolverine Asset Management, an estimated $197K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q3 2014 was Wells Fargo, an estimated $838K sold.

Based on aggregated 13F filings for Q3 2014.